Participating issuers, ranked by net assets and new sales.
Crooks stole their benefits, but the victims received 1099s for reportable income.
Advisers should position the products more like fixed income than equities.
Citigroup's Corbat got the biggest raise last year, a 48% increase to $23 million
Move reportedly involves only relatively small international accounts.
The bank did not properly disclose that it was steering asset-management customers into investments that would be profitable for JPMorgan Chase.
Regulator scams, some using fake signatures of Finra executives, have been growing.
Agency failed to tell survivors that they could switch to a higher retirement benefit later.
By acquiring or launching a bank, the firm would be able to recapture more profits from holding cash deposits.
Experts expect more states to follow Massachusetts' lead.
There's no hard-and-fast rule, but too many can overwhelm participants and breed bad decisions.
Following a change to the treatment of alimony, respondents said they expect divorce negotiations to become more acrimonious.
Economists now expect four Fed hikes this year, as government spending package lifts growth and inflation.
Under Jay Clayton's leadership, the SEC has opted not to hype hedge-fund and big-bank cases.
Elimination of the tax break divorcees get for paying alimony gives them less incentive to be generous to their former spouse.
Client invested $20,000 in a real estate investment controlled by the broker, who later used the money for his own personal use.
Some clients could profit from the spread between 2017 and 2018 tax rates.
Brokerage firms would no longer be able to charge reps for supervising nonaffiliated RIAs.
Addition of Deerfield, Ill., RIA expands Chicago footprint of St. Louis-based $12.6 billion RIA.
Getting a valuation from a third-party firm can be costly and complex.
