Claims that the regulation will harm the 'average Joe' investor by increasing costs, reducing access to advice and derailing retirement plans are bogus.
The partnership is designed to make it faster for RIAs, broker-dealers and other enterprise firms to bring a customized robo-advice solution to market.
Measures would obligate financial advisers to tell clients they do not have to act in their best interests.
Firm aims to expand wealth management presence with acquisition.
Wirehouses' withdrawal from the broker protocol will only boost advisers' interest in the independent space
Investors Bank brokerage operation has 65 licensed representatives.
Famed DoubleLine bond manager says commodities may be one of the best investments this year.
Advisers want support for retirement plan rollover recommendations.
Here are 4 anchors and 4 engines that will turbocharge your business in 2018
Ashton Thomas Private Wealth in Scottsdale, Ariz., will see a near-50% increase in assets under management to $730 million through a partnership with Tucson-based Financial Architects.
Opponents and advocates of the regulation have been waiting for months for the Fifth Circuit Court of Appeals in New Orleans to issue its opinion.
A digital transformation is taking root in the industry, and it's benefiting clients and advisers alike.
Broker Collin Rigler and associate Eric Montijo based in Los Angeles.
Retirement market is increasingly consolidating, among advisory firms and record keepers.
Five deals this month already beats last year's quarterly consolidation pace.
Advisors Southeastern Alliance was affiliated with INVEST Financial.
Financial advisers who've lost loved ones to drugs are responding as forces of positive change.
Focus Financial partner firm has done seven deals since 2011.
Clients can claim benefits even if earnings exceed annual limit.
Broker David Lloyd Barber and Madison Avenue Securities to pay all fees, costs.
