More than 22% of its total adviser workforce is now certified by the wirehouse to act as a fiduciary for retirement plans.
Rivals have picked off some big NPH teams, but LPL said it is getting the lion's share of revenue from the acquisition.
Putting clients in expensive share classes instead of lower-cost ones hurts investors, chairman says.
New home uses Raymond James bank unit as broker-dealer and RIA.
Complement that with client segmentation capturing qualitative and emotional factors.
The government had sought a sentence of at least seven years against the former Nick Schorsch colleague.
Adam Ocner allegedly took funds from branch manager.
The number of ESG funds has increased sharply over the past few years, and interest is growing among advisers.
Strategic Partners of Kansas oversees 38 advisers.
Mark Lazar in suburban Salt Lake City moves to firm's employee unit.
The 29 deals in the third quarter compare with 45 and 40 deals in the first and second quarters, respectively.
The Trump administration review is prompting some retirement plan specialists to hold back on implementing parts of the rule that are vague or challenging.
The hedge fund paid a more than $1 million settlement to a woman who had a relationship with the top exec, according to Wall Street Journal report.
Next generation of financial advisors needs and deserves more attention and training.
The House bill seeks to limit the 25% rate to manufacturers, but will still creates opportunities for strategic tax management.
The independent broker-dealer is increasing reimbursement fees for advisers using its strategic asset management platform, or SAM.
A Heritage Foundation event was the latest in a flurry of high-level talks about the embattled SRO
Regulator was looking into email use and unsuitable trading.
Thrivent Financial for Lutherans argues the regulation's class-action provision violates its agreement with clients.
California-based Elite Financial Network jumps to Securities America
