Advisor News

Displaying 26544 results
ADVISOR NEWS FINTECH SEP 08, 2008
Glitch once again shuts down London Stock Exchange

The London Stock Exchange PLC halted trading for three and a half hours on Thursday because of a technical glitch that prevented some customers from connecting to its systems.

By Associated Press
ADVISOR NEWS RETIREMENT PLANNING SEP 08, 2008
403(b) plan participants save less than 401(k) investors

Participants in 403(b) plans tend to be more conservative and set aside less money than those in 401(k) plans, according to a new study.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING SEP 08, 2008
401(k) debit cards are an oxymoron

Our consumer-driven society has long since sped through the intersection where discretionary spending meets available income.

By Bloomberg
ADVISOR NEWS OPINION SEP 08, 2008
Can brokers be fiduciaries?

Judging by newly proposed regulations on investment advice, it looks as if the Department of Labor is trying hard to engineer a sharp turn from the course established by Congress.

By Bloomberg
ADVISOR NEWS FINTECH SEP 08, 2008
MoneyGuidePro updates offer more flexibility, automation

The latest version of Money-GuidePro focuses on flexible features designed to automate an adviser's initial meetings with clients.

By Bloomberg
ADVISOR NEWS OPINION SEP 08, 2008

By MFXFeeder
ADVISOR NEWS RETIREMENT PLANNING SEP 08, 2008
The cost of cashing out

How does terminating your 401(k) plan affect your retirement?

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING SEP 08, 2008
Auto 401(k) plans keep participants in the game

Consider the inertia of today's 401(k) plan participants the vindication of behavioral economics.

By Bloomberg
ADVISOR NEWS OPINION SEP 05, 2008
Pre-retirement checklist is an essential planning tool

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING SEP 04, 2008
Safeguarding IRAs in difficult times

Worries about bank failures and the stability of other financial institutions are all over the news lately.

By Bloomberg
ADVISOR NEWS OPINION SEP 01, 2008
Housing's continuing crisis

Financial planners and investment advisers are likely to have a hard time calming their clients over the next few months as the mortgage crisis continues to roil the financial markets.

By MFXFeeder
ADVISOR NEWS WIREHOUSES SEP 01, 2008
Court voids non-compete contracts

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING SEP 01, 2008
401(k)s tapped for loans less than in 2007

Despite reports this year that more people were borrowing from their 401(k) plans to cover daily expenses, the latest data from several plan providers show that the number of loans have fallen in some cases.

By Bloomberg
ADVISOR NEWS FINTECH SEP 01, 2008
Finra, SEC rules constrain advisers in blogosphere

Advisers who rely on blogs to communicate with their clients view the activity as a harmless, inexpensive technology.

By Bloomberg
ADVISOR NEWS FINTECH AUG 29, 2008
MailBanc compliance platform, DTCC revamp

MailBanc, a communications and compliance platform tailored for financial advisers has been relaunched this month.

By Bloomberg
INVESTING LIFE INSURANCE AND ANNUITIES AUG 28, 2008
NY state orders FGIC to stop paying claims

The office of New York insurance superintendent James Wrynn has ordered embattled bond insurer Financial Guaranty Insurance Co. to halt claims payments.

By Darla Mercado
ADVISOR NEWS OPINION AUG 25, 2008
Corporate-tax system needs overhaul

According to a report by the Government Accountability Office, 28% of large U.S. corporations paid no income tax in 2005.

By MFXFeeder
ADVISOR NEWS WIREHOUSES AUG 25, 2008
Schwab advisers lure wirehouse clients, do-it-yourselfers

In a market roiled with trouble and strife, advisers who keep assets under custody with Schwab Institutional appear to be picking up clients from wirehouses and do-it-yourself investors at a prodigious rate.

By Bloomberg
ADVISOR NEWS FINTECH AUG 25, 2008
SEC's big IDEA — put EDGAR out to pasture and modernize

Once considered the gold standard of web-based financial reporting technology, EDGAR, the Securities and Exchange Commission's long-serving form-based corporate filing system, is to be replaced.

By Bloomberg
ADVISOR NEWS OPINION AUG 22, 2008
A 1035 annuity exchange may look good, but only on paper

By Bloomberg