The Los Angeles-based custodian's latest funding round was led by Insight Partners and Adam Street Partners.
Nearly two-thirds of US households are now involved in intergenerational wealth transfer, with growth seen in both wealthy and lower-asset households.
More than half of consumers say they’ve taken steps to lower health care costs over the last two years, Fidelity reports.
William Anderson, who had been affiliated with Edward Jones since 2002, will operate as S.W. Anderson Financial in Salt Lake City.
Cash donations represented 40% of allocations to donor-advised funds at Vanguard Charitable in the seven months ended in January, up from 29% in the same period a year earlier.
Along with price and client care, the process of integrating team members into the acquiring firm offers challenges as well as upside.
The move boosts data processing speed and establishes a modern infrastructure to build out the firm's vision for an all-in-one technology suite.
The price UBS paid for its Swiss rival is 'attractive' even after factoring in potential losses on Credit Suisse assets, litigation costs and restructuring expenses, according to a report by JPMorgan analysts.
The deal brings over $5.6 billion in retirement plan assets, representing more than 1 million participants and 41,000 individual accounts across 11 states.
C&N Wealth Management, a unit of Pennsylvania-based Citizens & Northern Corp., will use LPL’s institutional platform.
Nearly 70% of parents with children 18 or older say they've sacrificed their own finances to help them, according to a Bankrate report.
As the firm announces a settlement of suits brought by Preston Hollow Community Capital, Nuveen announced that John Miller is retiring and will be replaced by Daniel Close.
Finra arbitrators order the firm and a broker to pay about $500,000 to a former McDonald's franchise owner after an options trading snafu.
The Allianz Life survey also showed fewer Americans than last year are worried about a major recession hitting the economy any time soon.
Advisors evaluating alts for their clients should focus on what clients want to achieve as part of a well-diversified portfolio and understand their clients' cash flow requirements.
Instead of using a product that was already on the market, Savvy built its direct indexing software in-house.
Fiduciaries are citing the high costs of legislation restricting the use of ESG, and some state leaders are listening.
Chattanooga, Tennessee-based William F. Winchester III was registered with LPL Financial from 2007 to 2012 and then with Raymond James Financial Services.
Voya says its new program will provide greater support for plan participants when it comes to retirement saving, including tailored investment advice and managed accounts.
Most financial advisors aren't prepared for the next generation, and many wealthy heirs will be looking to move.
