If the pie keeps growing, wirehouse brokers probably won’t mind getting a relatively smaller slice.
The adviser world returned from the July 4 holiday ready to spend some money on technology.
Regulation Best Interest now ranks 14th on the list of the types of controversies involved in disputes between customers and brokerages. It likely will keep rising on the list.
The Pennsylvania-based firm's 40 advisers, who manage $5 billion in assets, will become part of LPL's employee channel.
Longer lifespans increase the chance that your clients will outlive their money or have to drastically downgrade their lifestyle.
The acquisition brings more than 700 RIAs using Redi2's billing and invoicing software, BillFin, into the Envestnet ecosystem.
The AUM fee model works well in rising markets, but when markets begin to decline, the model means revenues are falling as the needs of clients increase.
Stephen Straus began his career in 1968 and was still showing up in the office every day at age 88.
The Kansas-based firm provides advice and education to participants of workplace retirement plans.
Vanguard lowered the account minimum for an institutional target-date fund, causing a migration from the retail TDF, leaving those who held onto it in taxable accounts with a big capital gains bill.
Ongoing discontent, worsened by the pandemic and tech shortfalls, has resulted in 15% of wirehouse advisers and 7% of independent advisers being 'at risk' of exiting their firms in the next two years.
Another asset management firm is buying its way into the increasingly crowded market for direct indexing.
An Investment Adviser Association survey shows that for the second year in a row, the SEC advertising rule is the top compliance concern.
Alliant Wealth Advisors' qualified plans division will become a part of Savant’s retirement plan services division.
There have been exciting developments in terms of partner firms offering loans and equity options that can provide the capital advisers need to realize their business growth goals.
Technology can remove the human bias in investing, while also offering investors exposure to securities, but with reduced drawdown, minimized volatility and lower beta.
These plan designs can help small-business clients save big on their taxes while building their retirement nest egg.
The firm asked for a restraining order against 90-year-old Leonard Bernstein in Oklahoma County District Court Tuesday that would bar him from its offices and from any contact with former colleagues.
Jennifer Marcontell had been with Edward Jones for 22 years in Baytown, Texas.
The Certified Financial Planner Board of Standards Inc. issues 17 sanctions in its latest round of disciplinary actions.
