The deal for Ann Arbor-based Vintage Financial Services expands Mercer's presence in Michigan.
The application, called ‘Opportunities,’ is intended to prompt adviser-client communication.
Nearly eight out of 10 millennials and Gen Xers whose parents or grandparents work with a financial adviser and who expect to receive an inheritance are likely to seek professional help managing their money once they have more of it.
ARC, based in Beverly Hills, California, provides compliance solutions for registered investment advisory firms.
Eight in 10 RIAs planned to hire in 2022, with firms looking to fill an average of six new roles over the next five years.
Durbin is going from president of Fidelity Institutional to a senior adviser role; he'll be succeeded as president by Vadim Zlotnikov.
The four Advisor Group firms sold investors GPB private placements but failed to tell them that GPB hadn't made required filings, including audited financial statements.
Wall Advisors was established in 1986 by H. Lee Wall, founding partner of affiliated CPA firm Wall Titus.
Financial House, a six-adviser group based in Centreville, Delaware, was established more than 30 years ago and is now in its second generation of owners.
A new study from Nationwide shows 43% of investors check their retirement account balances more than three times a week in response to market volatility.
A bear market and inflationary pressures may have many Americans feeling less wealthy lately, but not necessarily less generous.
The Senate and House bills will both die at the end of the year if they are not approved. It’s not clear whether sponsors will reintroduce them in January.
Parametric’s director of investment strategy, Natalie Miller, explains why advisers need to pay attention to this all year, especially in these market conditions, and the role direct indexing can play in executing it efficiently.
An investor alleges the firm made unauthorized trades. The Finra arbitration decision comes as the regulator is conducting an exam sweep on options.
Despite lukewarm adoption by financial advisers, the financial services industry is committed to leveraging this crucial channel to get direct indexing in front of more investors.
The team will open North Carolina offices in Winston-Salem and Greensboro.
Its acquisition of Waltham-based Northface Capital Holdings is part of the firm's succession plan.
The asset manager wasn’t aware of the decision until reading about it in a statement from Florida Chief Financial Officer Jimmy Patronis.
The groups that Hassan will take responsibility for were previously part of the global wealth-management operation.
There are many ways financial advisers can protect elderly clients from financial abuse. The first trick is to spot it.
