Securian will serve as the pooled plan provider and ERISA 3(16) fiduciary, while Strategic Retirement will provide ERISA 3(38) investment management and consulting services.
Alerus serves as the designated 3(16) plan administrator and T. Rowe Price serves as record keeper.
Two filings show that Parametric is moving beyond its current focus on separate accounts and direct indexing to subadvise strategies for Innovator ETFs.
RIA Lab session looks at the insurance industry's evolution toward providing custodial-like relationships with advisers.
Poppy Allonby, who will work out of T. Rowe’s London office, will oversee the company's ESG strategy at a high level.
Global equity funds had $5.2 billion of outflows in the week to May 18, led by redemptions from mutual funds.
Software helps advisers incorporate clients' Medicare expenses into their retirement plans.
The three advisers, based in Spokane, Washington, will operate as Panorama Wealth Management of Raymond James.
DOL acting assistant secretary Ali Khawar isn't reassured by the consumer safeguards included in Fidelity's Bitcoin offering for retirement plans.
Infinex Investments Inc. has 750 financial advisers at bank and credit union programs who control more than $30 billion in client assets.
Mohamed El-Erian and Niall Ferguson are seeing echoes of the 1970s in today's market. Will the '70s strategies work in the 2020s?
More people were saving for retirement in Q1, data show. Unfortunately, the market's sell-off caused them to lose money.
Randall Pickett joins LPL’s employee channel. The Pickett Group of LPL Financial will be the second team to join the Linsco office in Dallas.
The chair of Gramercy Fund Management says stagflation is ‘worst thing’ for central banks.
Senate Majority Leader Chuck Schumer and fellow Democrats Elizabeth Warren and Raphael Warnock make appeal at White House.
The Fifth Circuit Court of Appeals said the agency's house of in-house judges violated a hedge fund manager's constitutional right to a jury trial.
RIAs aren't adequately disclosing arbitration clauses in client contracts and are forcing clients into expensive dispute forums, the groups said.
After the partnership missed its deadline to file audited financial statements in 2018 for its two largest private funds, the entire GPB enterprise struggled.
The agency has been sending firms lists of key positions including heads of certain investment banking teams or trading desks.
The four exchange-traded funds are well-timed given the current market environment.
