The plunge in oil prices is expected to eliminate any benefit increase for next year
The SEC charged the wirehouse with not fully disclosing fees for five years
Brian Wall and Joe Nastasi will merge their practices in the Kansas City, Mo., area
The smart money is betting the SEC will prevail in the challenge to its new rules scheduled to take effect June 30
The Fed said another program to buy debt directly from issuers will launch 'in the near future'
Its tool is already available on the Charles Schwab and TD Ameritrade Institutional platforms
An update on the regulator's website says more time needed for system testing
McCaffree Financial, which unsuccessfully sued Principal Life, recently brought an unrelated case against ADP
The broker-dealers will be rolled into Securities America
Encourage your clients to complete or update their advance directives, including living wills and health care powers of attorney
The past few years have seen significant growth in regulatory clarity for at least a certain segment of this asset class
Some smaller companies have joined the rush to return PPP loans in response to the Trump administration's rules and guidance
As experts revise the 4% rule — to 3%, or even lower — advisers should look beyond traditional investments and include all household assets in retirement income plans
Advisers are likely to face many discomforting discussions as the new economic and market reality unfolds
Broker self-regulator says it will not increase regulatory fees for member firms this year
The 2nd U.S. Circuit Court of Appeals agreed to an expedited oral argument in early June
The purchase will help the discount brokerage develop thematic and direct indexing for clients
Donald Woods inflated retirees’ wealth figures so that he could sell them REITs
These independent broker-dealers have the highest percentages of female producing reps
Far too often, advisers think that communicating means they need to do the talking; instead, they need to do the listening
