Advisor News

Displaying 26653 results
INDEPENDENT BROKER DEALERS JAN 25, 2013
LPL raises fees for second-straight year, cuts incentives

For the second-straight year, LPL plans to raise the fees its reps must pay. The reason? For one, higher insurance costs. The B-D is also cutting some bonuses.

By Bruce Kelly
REGULATION AND LEGISLATION JAN 24, 2013
SEC might be productive despite 2-2 split

Republican Commissioner Gallagher praises Walter's outreach.

By Mark Schoeff Jr.
Ex-U.S. Attorney White being considered for SEC chair: Sources
REGULATION AND LEGISLATION JAN 24, 2013
Ex-U.S. Attorney White being considered for SEC chair: Sources

Would succeed Walter, who took over as chairman last month.

By Gregory Crawford
RETIREMENT PLANNING JAN 23, 2013
Former senator to lead insurance regulators' group

Ben Nelson of Nebraska to head up National Association of Insurance Commissioners

By Darla Mercado
REGULATION AND LEGISLATION JAN 23, 2013
Slick SEC pick could keep Obama out of a fix

Why President Obama's 'designation' of Elisse Walter as SEC chairman was a shrewd political move. | <a href=http://www.investmentnews.com/article/20121127/FREE/121129970>Dwyer: Krawcheck, please</a> &amp;raquo;

By Mark Schoeff Jr.
FINTECH JAN 23, 2013
Accessing big-gun analytics

By MFXFeeder
OPINION JAN 22, 2013
You think that was bad? Future recessions will be much worse

With the Fed out of tricks, investors should expect a more volatile economy and market over the next 20 years

By Brad McMillan
FINTECH JAN 21, 2013
Morgan Stanley plans $500 million technology outlay

Attention likely put on 3D, the combined Morgan Stanley-Smith Barney platform.

By Janowski Davis
FINTECH JAN 20, 2013
Technology entices talent

By Janowski Davis
INDEPENDENT BROKER DEALERS JAN 20, 2013
A tough recruiting environment

By AOSTERLAND
INDEPENDENT BROKER DEALERS JAN 20, 2013
Choppy waters persist

By Bruce Kelly
RETIREMENT PLANNING JAN 20, 2013
Why the merry widow is so merry

By Mary Beth Franklin
FINTECH JAN 20, 2013
Finra adds BDCs, leveraged ETFs to focus for 2013

By DJAMIESON
OPINION JAN 20, 2013
401(k) plans shouldn't jump the gun divesting firearm stocks

By Darla Mercado
FINTECH JAN 20, 2013
Embrace change — or be its victim

Advisers and planners of all stripes must keep a close eye on the innovative ways in which people are finding new clients, managing their businesses and providing financial advice.

By MFXFeeder
Qualified charitable distributions return
RETIREMENT PLANNING JAN 20, 2013
Qualified charitable distributions return

By MFXFeeder
RETIREMENT PLANNING JAN 20, 2013
Hartford unwraps VA buyout offer

By Darla Mercado
RETIREMENT PLANNING JAN 20, 2013
All's not well as Wells throws in towel on REIT offerings

By Bruce Kelly
MUTUAL FUNDS JAN 20, 2013
McNabb to FSOC: Forget funds

By AOSTERLAND
RETIREMENT PLANNING JAN 20, 2013
Thompson grounded

By MFXFeeder