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REGULATION AND LEGISLATION OCT 07, 2012
Taking a stand for investors

Judge Jed Rakoff, the scourge of Wall Street, presses for accountability

By Bruce Kelly
LIFE INSURANCE AND ANNUITIES OCT 07, 2012
The Hartford makes 180-degree turn with reorganization

By Darla Mercado
RETIREMENT PLANNING OCT 07, 2012
Advisers tread lightly when talking with clients about LTC

By Darla Mercado
PRACTICE MANAGEMENT OCT 07, 2012
Kashkari: U.S. economy still in a bubble

By Jeff Benjamin
RETIREMENT PLANNING OCT 07, 2012
Something new to insure against: Longevity

By Darla Mercado
More wirehouse reps looking to leave home
BROKER DEALERS OCT 05, 2012
More wirehouse reps looking to leave home

New research shows that more wirehouse reps are looking to leave home. What's more, half are considering exiting the channel entirely. | <a href=http://www.investmentnews.com/gallery/20121005/FREE/100509999/PH>The B-Ds that rate highest with potential breakaways</a> &amp;raquo;

By AOSTERLAND
HighTower lowers the gate for breakaways
BROKER DEALERS OCT 05, 2012
HighTower lowers the gate for breakaways

Aggregator announces two new services that provide more autonomy to indie wannabes; 'brilliant move'

By AOSTERLAND
REGULATION AND LEGISLATION OCT 05, 2012
RIA enforcement cases double: NASAA

By Liz Skinner
RIAS OCT 05, 2012
Small firms won't survive — they'll thrive: Fidelity's Oros

Company's relationship management boss sees big opportunity for minnows

By DJAMIESON
REGULATION AND LEGISLATION OCT 05, 2012
Finra's latest role garners scant attention

By DJAMIESON
Finra lobbying expense drop
REGULATION AND LEGISLATION OCT 04, 2012
Finra lobbying expense drop

SRO legislation on top of the list but little action expected until '13

By DJAMIESON
Schwab nabs dividend growth manager for $85 million
INDUSTRY NEWS OCT 04, 2012
Schwab nabs dividend growth manager for $85 million

Deal to help expand firm's managed account offerings as traditional commission biz stays soft

By DJAMIESON
Romney tax plan could gut middle-class deductions
RIAS OCT 04, 2012
Romney tax plan could gut middle-class deductions

Homeowners in high-tax states likely to be snared by $17K cap; 'another layer of complexity'

By John Goff
BofA sets sale of Merrill's New Jersey campus
WIREHOUSES OCT 04, 2012
BofA sets sale of Merrill's New Jersey campus

By AOSTERLAND
Tuned in to debate, advisers tuned out to political calling
REGULATION AND LEGISLATION OCT 04, 2012
Tuned in to debate, advisers tuned out to political calling

FPA President Paul Auslander vows to lead by example in Florida; few will follow

By Mark Schoeff Jr.
Don't jump off the fiscal cliff, says tax expert
RIAS OCT 04, 2012
Don't jump off the fiscal cliff, says tax expert

By Mark Schoeff Jr.
Tax hit from fiscal cliff a real doozie
RETIREMENT PLANNING OCT 04, 2012
Tax hit from fiscal cliff a real doozie

Think tank projects tax hike of $3,500 per household

By Mary Beth Franklin
Can you dig it? 'I Dig It' trust a key to Mitt Romney's 14% tax rate
RIAS OCT 04, 2012
Can you dig it? 'I Dig It' trust a key to Mitt Romney's 14% tax rate

Mitt Romney used a little-discussed estate planning tool to shovel $100M to his heirs tax free &#8212; and lower what he paid to the IRS. Here's how it works.

By John Goff
RETIREMENT PLANNING OCT 04, 2012
Will pension plans stage a comeback?

A looming retirement crisis prompts a rethink about DB and DC models

By Mary Beth Franklin
RETIREMENT PLANNING OCT 03, 2012
Advisers can help with Medicare

By MFXFeeder