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Oil markets facing supply deficit throughout 2024: IEA warns
INDUSTRY NEWS MAR 14, 2024
Oil markets facing supply deficit throughout 2024: IEA warns

A surplus had been expected but OPEC+ is set to make further cuts.

By Bloomberg
J.P. Morgan Asset Management hires industry veteran as chief ETF strategist
INDUSTRY NEWS MAR 14, 2024
J.P. Morgan Asset Management hires industry veteran as chief ETF strategist

Firm is boosting insights offering amid growing demand for exchange-traded funds.

By Steve Randall
Diversify enhances in-house platform amid growing advisor adoption
FINTECH MAR 14, 2024
Diversify enhances in-house platform amid growing advisor adoption

Firm says it can do better than the 'limitations' of other investment platforms.

By Steve Randall
Franklin Templeton's Fiduciary Trust welcomes two industry leaders in Pennsylvania
ADVISOR MOVES MAR 14, 2024
Franklin Templeton's Fiduciary Trust welcomes two industry leaders in Pennsylvania

The firm expanded into the region in 2020 through an acquisition.

By Steve Randall
Biden's budget targets backdoor Roths and $10M retirement accounts
RETIREMENT PLANNING MAR 13, 2024
Biden's budget targets backdoor Roths and $10M retirement accounts

The proposed budget seeks to increase taxes for corporations and the wealthy.

By Emile Hallez
CFP Board overhauls its sanctions and certification rules
INDUSTRY NEWS MAR 13, 2024
CFP Board overhauls its sanctions and certification rules

The professional body for financial planners says it's making changes to maintain fairness while serving the public’s best interest.

By Leo Almazora
Independent Financial Group deepens tech ties with Envestnet
FINTECH MAR 13, 2024
Independent Financial Group deepens tech ties with Envestnet

The broker-dealer is ramping up support for its advisor affiliates with new lending, planning, and investment integrations.

By Leo Almazora
Being a fiduciary is the ‘true professionalization’ of financial advice
PRACTICE MANAGEMENT MAR 13, 2024
Being a fiduciary is the ‘true professionalization’ of financial advice

Ultimately, fiduciary care is going to drive the RIA space, advisor says.

By Josh Welsh
Finra fines spike 63% in 2023: Report
BROKER DEALERS MAR 13, 2024
Finra fines spike 63% in 2023: Report

'Last year saw bigger Finra fines per case,' a lawyer says. 'Supersized fines, or those of $1 million or more, were up, and mega-sized fines, or those of $5 million and more, increased too.'

By Bruce Kelly
HSA balances continue to grow along with usage
RETIREMENT PLANNING MAR 13, 2024
HSA balances continue to grow along with usage

EBRI research reveals the benefits of matching contributions, the untapped power of investing balances, and the influence of age on usage.

By Leo Almazora
Carson continues growth in Nebraska with $163M practice
RIAS MAR 13, 2024
Carson continues growth in Nebraska with $163M practice

The national wealth firm is widening its footprint in Omaha as it welcomes a veteran advisor duo.

By Leo Almazora
Baird bolsters Wisconsin presence with team from UBS
BROKER DEALERS MAR 13, 2024
Baird bolsters Wisconsin presence with team from UBS

The latest team to join the broker-dealer managed $680 million in client assets at their former firm.

By Leo Almazora
Merit snaps up $540M Washington team
RIAS MAR 13, 2024
Merit snaps up $540M Washington team

The Atlanta-based RIA is deepening its Pacific Northwest footprint with a financial planning team from LPL.

By Leo Almazora
RIAs face their greatest challenge: The transfer of wealth
PRACTICE MANAGEMENT MAR 13, 2024
RIAs face their greatest challenge: The transfer of wealth

Finding different ways to interact with Gen Xers and millennials is top of mind in the industry, advisor says.

By Josh Welsh
Savvy Advisors adds three wealth managers in California, Arkansas
RIAS MAR 13, 2024
Savvy Advisors adds three wealth managers in California, Arkansas

RIA focuses on high-net-worth clients using a proprietary platform.

By Steve Randall
Stocks struggle to find direction after rally
EQUITIES MAR 13, 2024
Stocks struggle to find direction after rally

Tuesday's strong session on Wall Street has left equities without clarity.

By Bloomberg
UBS report shows decline in global art sales
INDUSTRY NEWS MAR 13, 2024
UBS report shows decline in global art sales

But the market still saw $65 billion in sales last year.

By Bloomberg
7 ways to encourage women to pursue financial advisory careers
OPINION MAR 13, 2024
7 ways to encourage women to pursue financial advisory careers

Firms benefit from different points of view and diversity; if women are underrepresented on your team, take steps to change that.

By Kristine McManus
Planning your tax payment strategy
OPINION MAR 12, 2024
Planning your tax payment strategy

Helping clients put a solid plan in place for paying their tax liability can make the annual tax process less painful for many.

By Tim Steffen
NFL union taps Ameriprise to work with players
BROKER DEALERS MAR 12, 2024
NFL union taps Ameriprise to work with players

'Something like this puts Ameriprise on the map in the competition among the regional firms and the independent broker-dealers,' one recruiter says.

By Bruce Kelly