After 35 years in the industry, Hays is retiring. He'll be replaced by Sol Gindi, who will also head the Wealth & Investment Management client relationship group.
InvestmentNews spoke with Weyrauch about his role at Citizens and the firm’s vision for growing its financial advisory business.
The insurance company is now offering its own line of rainy day funds for employees.
Ian Delahunty bought a leveraged exchange-traded note and owned it for 199 days rather than the day or two it was meant to be held.
A pair of studies proves that millennials are better prepared financially than people realize.
Steven F. Muntin, 57, had his own independent RIA, Executive Asset Management Inc., which had $26 million in client assets, according to the SEC.
Crypto assets have not provided audits and other standard modes of verification, which disqualifies them as prudent investments.
Here are the financial technology products gaining the most traction among advisers, based on the portion of firms that said they plan to add the solution in 2022.
Hybrid work can support growth and stronger client relationships if firms intentionally pursue those outcomes.
Brokerage and fund trade associations caution against limiting the market for retail customers. Consumer group and state regulators say more oversight is needed to protect investors.
The latest round, led by Franklin Templeton and Motive Partners, brings Tifin's valuation to $842 million.
Plan advisers will be able to use Envestnet's retirement plan tools on the Kestra platform.
Fidelity wants to make it easier to allocate 401(k) assets into Bitcoin, while the Department of Labor is warning plan fiduciaries to be extremely careful about using crypto.
SEC Chairman Gary Gensler warns that the products “can pose risks even to sophisticated investors, and can potentially create systemwide risks by operating in unanticipated ways."
New clients are both the key to growth and to insulating a firm's revenues against a declining market.
The April report on consumer prices suggests inflation could result in an 8.6% cost-of-living adjustment to next year’s benefits.
How should firms organize, develop and manage their operations to ensure continued success as they grow?
Women are underrepresented in the advice industry, but at some independent broker-dealers, they make up a significant portion of the producing reps.
Orion Advisor Solutions is expanding its TAMP capabilities by acquiring TownSquare Capital, a boutique investment and trading firm.
The move will allow CI Financial to provide trust solutions to high-net-worth and ultra-high-net-worth clients.
