New AI integrations, which also includes intelligence from Pitchbook, is pushing advisor-grade investment data directly into the tools financial professionals already use.
Congressional hearings in March laid bare the severe doubts some lawmakers in Washington have about FINRA, the giant self-regulatory organization that oversees the securities industry.
A federal judge will no longer require searches of advisors' personal devices in the recruiting dispute between Ameriprise and LPL Financial as the case moves to a FINRA arbitration hearing set for October.
A growing state revolt against the qualified small business stock exclusion – with Maine and Oregon joining the fray – has the potential to reshape tax planning for high-net-worth clients.
With July 4 approaching fast and enrollment surging, advisors are being asked to guide clients through a program still taking shape.
Meanwhile, UBS has restructured its Florida leadership with a J.P. Morgan veteran, and the UBS advisor drain continues with RBC nabbing a $542 million Philadelphia-area team.
Between "hide the ball" tactics in discussions with support platforms and a lack of transparency on ancillary service expenses, there's a lot standing in the way of real transparency.
FNBO-backed recruits and a Boca Raton succession deal highlight continued advisor movement.
Survey finds many pre-retirees face inflation strain and lack plans for future care needs.
The firm’s Vaughn Bowman talks to InvestmentNews about disconnect between what clients say and do.
A new pied-à-terre surcharge aims to raise $500 million a year from the city's wealthiest property owners
Judges ruled Thursday that the across-the-board import duties exceeded presidential authority under US law.
Venture-backed founders cite liquidity pressures, AI demands and fundraising strain.
Addepar's new ADX data exchange for advisors follows the company's May 2025 acquisition of AI workflow startup Arcus and its introduction earlier this year of an AI assistant platform named Addison.
With 65% of New Jersey advisors considering relocation, the state's ABC test for worker classification rule could reshape the local advice landscape.
A six-month reporting schedule could be burdensome to financial advisors, warns Jay Dubow of law firm Troutman Pepper Locke.
Meanwhile, Wealth Enhancement and Savant Wealth Management have each extended their footprints in Oregon, with Savant's move marking a first-time partnership in the state.
A veteran-led trio from UBS has also decamped to LPL's Linsco channel, while Cetera lured another longtime Commonwealth advisor in Michigan.
Raymond James’ AI Academy offers advisors virtual training and workshops on the likes of AI prompting.
AI wealth advice under fire as audit finds major errors in estate and insurance guidance.
