The purchase, which will become effective at the start of 2019, is Mariner's first venture into Houston.
Late-life planning will grow more important for advisers as clients increasingly live into their 90s and 100s.
Former Labor Department assistant secretary and mother of the DOL fiduciary rule signs on with largest registered investment adviser.
CEO Rudy Adolf defends business model during earnings call; shares drop 12%.
Program hopes to give advisers a fully digital client experience on par with robos.
Access to clients through E*Trade's 30 branch offices drew the attention of RIA Edelman Financial Engines.
The founder of Ritholtz Wealth Management dares to argue for the additive value of the financial system.
Mercer stands out as an aggressive buyer of RIAs, having done more than a dozen deals in two years.
Complete rollovers, take care of qualified charitable distributions and be sure that all funds related to a lump-sum distribution have been withdrawn.
Financial Services & Investment Strategies Group says the move will help reshape and rejuvenate its business.
The ex-Morgan Stanley broker in 2016 resigned when questioned about a $273 expense.
Broker-dealer returns to investors the nearly $900,000 it gained by placing clients in higher-cost funds.
Products that employ derivatives to boost their returns threaten the reputation of the ETF market, says Robert Jackson.
Former assistant secretary of labor says the best way to help investors is with a common advice rule.
Eliminating a significant portion of paper — and the hassles that go with it — can improve quality, efficiency and accuracy.
As more people work past the traditional retirement age, what does that mean for succession plans?
Small Business Administration loans require that the seller departs the practice entirely within 12 months of closing.
InvestmentNews is excited to announce the launch of a new website showcasing fintech trends for technology-driven advisers.
Social Finance Inc. is planning for takeovers after agreeing to go public in a merger with a blank-check company that values the upstart at around $8.7 billion.
Legislation to boost retirement savings might gain support.
