The board for the new firm, Tifin AG, includes financial industry vets from Focus Financial and J.P. Morgan.
Tool aims to make it easier to keep track of commitments in real time.
Brian Kahn is exiting as CEO just months after a leveraged buyout of Franchise Group aided by B. Riley Financial.
If the Chevron deference is overturned, 'the SEC will no longer be able to create new rules that are designed to apply to new things going on in the marketplace,' an attorney says.
A separate long-shot bill to eliminate the estate tax could help set the stage for tax reform in 2025, when individual rate cuts expire.
With the program’s trust funds scheduled to be depleted by 2034, the threat is real, but so is the impasse in the nation’s capital.
Bay City, Michigan-based Maier & Associates includes members of three generations of the Maier family.
The agency has carried out interviews about the broker-dealer and its relationship with a key client who was linked to a securities fraud.
Team of seven advisors is led by a 36-year industry veteran.
The firm has partnered with digital estate planning provider Vanilla.
During his 14 years running the firm, Gorman engineered a transformation of Morgan Stanley.
Although there will almost certainly be a legal challenge, don’t count on it going away, lawyers say. Here are some big issues to watch for.
Do you have what it takes to make the prestigious list?
The two firms' capabilities aim to provide a differentiated offering.
CEO to benefit from 5% increase amid firm's strong profits.
New York City-based GKB & Associates includes five advisors.
InvestmentNews begins its search for the best financial planning softwares and CRM platforms in the industry.
Brokers have been wondering whether they’re complying correctly with the standard of conduct. Enforcement cases this year may shed more light than ever before.
The digital assistants will be driven by Microsoft’s Azure OpenAI Service.
'We reject the premise that any part of our app, past or present, is 'gamified,'' a Robinhood spokesperson notes.
