In a volatile market, clients can give assets that are undervalued as a result of market instability, but are expected to appreciate in value
Fresno, California-based SCF Investment Advisors took 12b-1 fees from mutual funds and revenue sharing from money market funds
PGIM is the latest asset manager to tap iCapital's technology to give advisers access to a wider range of alternative investments
Trump has suggested getting rid of the taxes several times recently, a move that threatens the solvency of Social Security and Medicare
This year's volatility has some near-retirees worried about protecting their assets, and the insurance products are one way of doing that
The executive has led the firm's national sales and consulting
Once we're conscious of the stories we’re working with, we’re in a better position to question, and if necessary, rewrite them
Huntington Bancshares also settles a retirement plan lawsuit, while American Airlines sees a surprise win
They urge getting money into the hands of Americans to boost consumer spending
After joining from Merrill Lynch in 2009, he was credited with injecting new life into UBS' U.S. wealth management business
Equitrust Financial Group has five advisers and is based in Deerfield, Illinois
Bond Beacon integrates existing technology allowing advisers to manage pre-trade, at-trade and post-trade fixed-income holdings via one interface
The regulator wants firms to beef up supervision of remote workers and increase controls on fees and expenses
While the industry's efforts are admirable, there is still more that firms can do
Priorities include digital onboarding, cybersecurity and biometric authentication
401(k) providers improved service overall this year — but not when it comes to communicating about COVID-19, according to Cogent
Calls by adviser newbies were violating compliance rules, report says
Plan sponsors were slow to change record keepers during the second quarter and some even waived fees, according to Principal Financial Group
The team of Gary Bice and Michael Leach and a solo adviser, John Prebay, join in Southfield, Michigan
Stretching for yield in this interest-rate environment is a recipe for disaster
