As experts revise the 4% rule — to 3%, or even lower — advisers should look beyond traditional investments and include all household assets in retirement income plans
Advisers are likely to face many discomforting discussions as the new economic and market reality unfolds
Broker self-regulator says it will not increase regulatory fees for member firms this year
The 2nd U.S. Circuit Court of Appeals agreed to an expedited oral argument in early June
The purchase will help the discount brokerage develop thematic and direct indexing for clients
Donald Woods inflated retirees’ wealth figures so that he could sell them REITs
These independent broker-dealers have the highest percentages of female producing reps
Far too often, advisers think that communicating means they need to do the talking; instead, they need to do the listening
Helping them understand when their choices will affect their long-term plans is the surest way to help them reach their goals
The eight-week program promises to connect financial planning interns with mentors from across the country
Mediators will work remotely for $100 an hour; so far, 85 agree to participate
The digital wealth management platform had been up for sale since January
Some firms said they will never go back to the way things were before the pandemic
Interactive software helps advisers initiate planning discussions with clients
Spencer Sullivant, a former Waddell & Reed rep, was also suspended for 18 months
As advisory firms become more comfortable with using digital tools, new tech could make some jobs obsolete
The move by Winston Wealth, a hybrid managing $300 million, follows a similar shift last week by JFC Financial
The firm suggests buying U.S. and emerging market debt and averaging into select stock sectors
Heavyweights backing Members Exchange, which include Morgan Stanley, hope the venture will reduce the cost of market data
The stress involved in working with clients in the current environment is considerable, and firm culture and support are key factors
