Shlomo Benartzi says fiduciary responsibility extends to digital design of web pages for participants, which can influence decisions more than the composition of investment menus.
Broker-dealer's claim involves insurer's decision to stop paying trail commissions.
As Mom and Pop abandon the big tech companies, many are buying cannabis companies.
These are the business concerns that advisers should be planning for now
Student debt is often associated with young people taking out loans and putting off rites of passage after graduation to repay them. But mom and dad often sacrifice more.
The Trump administration and Congress are considering limits on debt allowances as well as clearer repayment options in federal programs.
Client information will feed directly into advisers' workstations, so they'll know when a client adds a new financial goal.
LPL terminated Scott Klor in 2017 for violating firm policies.
One-page document would crystalize costs highlighted in Form ADV
Strategic Retirement Partners is joining GRP Financial, an LPL super-OSJ.
Adviser seeks $10 million in damages in dispute over copyrighted sales materials.
Some advisers are confident they can provide enough value to justify their fees.
Acquisitions in the retirement plan market are heating up.
Plan would require wealthy investors to pay capital gains tax on appreciation of their assets each year.
Allison H. Lee could arrive just as the agency is finishing its advice reform rule, or get stuck awaiting Senate confirmation.
Further action appears unlikely with legislature set to adjourn April 8.
Blue Prairie's retirement plan business gives Cerity Partners an 'end-to-end' solution.
Annual study says total estimated cost has risen more slowly in past two years.
The case, the first to address the issue of ERISA pre-emption, is a positive sign for other states.
The billionaire Democrat joins list of others calling for higher taxes on the wealthy.
