Firm owners considering a sale should think about which category they fit into as they consider what to do next
Invest in Others Charitable Foundation named Lynette Atchley of CPA Financial Advisors as a 2020 winner
The Canadian company’s acquisition of the Cincinnati-based adviser is its ninth RIA transaction this year
The broker-dealer had concerns about oversight of client accounts while using the application
Although retirement benefits earn delayed credits for every year a worker postpones claiming them up until age 70, spousal benefits do not.
Although deal activity has crept up since July, volumes are down almost 40% globally so far this year
Technology is the key to delivering the recommendations and services each client wants
Mary Beth Franklin talks about the uncertainty around the Social Security trust fund and how advisers can help clients plan for that
The data snafu hit just days after announcing major staff layoffs
The prominent 401(k) litigation firm filed a class-action lawsuit this week against Pentegra Retirement Services
First he convinced the courts to throw out the fiduciary rule; now he’s crafted a new one as agency chief
Will Danoff, who manages $230 billion for the fund giant, notes that mutual funds have become less popular with investors
SEC complaint alleges John Geraci knew of fraud when marketing his fund
Confidence has increased among respondents that the next generation can afford to buy firms
Fixed income experts from Vanguard and BlackRock advised on the appropriate bond allocations at Morningstar’s annual conference
Scott Allen Fries of Cincinnati took $178,000 from clients and spent it on himself
Morningstar conference panel touts niche practices and the personal touch
The Institute for Portfolio Alternatives says lawmakers are receptive to its diversification pitch
Deals are likely to start happening more often and will be led by private equity, a report from Cerulli Associates suggests
As his clients sue, former rep James Flynn is reportedly in the Caribbean
