Major financial trade groups want the Securities and Exchange Commission to go first.
Global stocks and U.S. Treasuries are seeing their most "extreme" start to a year ever, bank says.
If advisers commit to staying at FiNet for a two-to-three year period, they will not have to pay Wells the fees it currently charges advisers switching channels.
But suspension remains in effect until April
With Fidelity imposing an additional fee, Vanguard likely will look less attractive compared with comparably priced index-fund providers, advisers said.
Dennis Hall joins a New Jersey indie practice affiliated with FiNet.
Small RIAs see only the upside of joining the agreement, which allows them to recruit without fear of litigation
Paul Betenbaugh admitted to impersonating a former Edward Jones colleague on Craigslist to disparage the competitor.
The settlement would make the harmed investors whole, but can they collect?
Parent of FSC, Royal Alliance, SagePoint and Woodbury added $13 billion in AUA.
Charges firm's execs with lying to investors in real estate deals.
Data analysis can illustrate how healthy behavior increases longevity and reduces retirement expenses.
Increasing longevity is a key factor explaining why a growing portion of Americans aren't ready for retirement.
More smaller transactions brought the average size deal down to $881 million from just over $1 billion in 2016.
Diverse efforts and a tweet from Trump came together for rescue
Limited services available in field offices during funding lapse.
Michael Kitces and Alan Moore want paying for financial advice to be as easy as Netflix subscription.
The 0.05% fee is ostensibly a response to Vanguard's distribution model, but may also make the company's funds less attractive due to higher cost.
Firm says he was not fired for sexual misconduct.
Firm to merge U.S., global wealth management units on Feb. 1
