About 83% of plan sponsors reviewed their fees, and of those, 40% reduced overall fees, according to a new study
Cornerstone Wealth affiliates with Mutual Securities; custodies at Fidelity.
Regulator reveals plans to hold senior officer salaries flat, and other financials, in transparency effort.
Chairman McNabb cites 'a lot of leverage' and 'a lot of speculation' in the current volatility.
A growing number of states are looking to pass rules preventing exploitation of seniors.
LongView moves to Raymond James, Corinthian to Summit.
The firm said it lost 47 brokers in the fourth quarter, the most in any quarter of 2017.
A contract may not protect advisers to the extent they believe.
Shockingly few retirement plan participants know much about investment fees or even read fee disclosures.
Questions remain about long-term effectiveness of wirehouse's move away from recruiting experienced brokers.
This 'dispatch from the retirement front' explains that updated tax records can make higher Medicare premiums retroactive.
The platform is designed for advisers who want to have a hand in portfolio construction, but are also concentrating on other areas of the financial planning process.
Regulator was investigating Matthew Peregoy's possible misuse of funds.
Matthew Kerby declined to participate in hearing looking into allegations.
The retirement crisis requires big and bold solutions from plan providers, advisers and sponsors.
Numerous changes to individual and business tax provisions are likely to create at least short-term demand for advice.
Scott Welch offers 10 tips for getting the most out of investment committees.
A plaintiff would have to state in their initial complaint why fiduciary duty was breached, and then prove the violation with 'clear and convincing evidence.'
They're now more valuable than ever.
Gayle Johnson based in Santa Fe, N.M., goes RIA.
