Advisor News

Displaying 26701 results
ALTERNATIVES APR 10, 2013
BDC dumps distributor over financial issues

VII Peaks Capital actively looking for new wholesaler

By Bruce Kelly
MUTUAL FUNDS APR 10, 2013
SEC settles case with ex-directors of Morgan Keegan funds

Commission steps up efforts to hold mutual fund directors accountable for accurately priced assets

By Mark Schoeff Jr.
OPINION APR 10, 2013
Immunize investments against rising rates

Financial planners and investment advisers should get their clients positioned ahead of the rate increases that seem inevitable

By MFXFeeder
FINTECH APR 09, 2013
Tech Connect: The adviser's first stop for technology news and information

New! The adviser's first stop for technology news and information.

By Janowski Davis
RETIREMENT PLANNING APR 09, 2013
No limit to confusion over Social Security earnings cap

Waiting to claim at 66 escapes benefit claw back, but not taxes

By Mary Beth Franklin
INDEPENDENT BROKER DEALERS APR 09, 2013
Heiress: LPL rep took me for a ride

By DJAMIESON
FINTECH APR 09, 2013
LinkedIn unifies its search

Rather than having users select between choices such as people, companies or groups when searching, the site now combines combines the results.

By Janowski Davis
RETIREMENT PLANNING APR 09, 2013
Retirement plan advisers undercharging: Panel

Reps providing above-average service often settling for below-market rates

By Darla Mercado
RETIREMENT PLANNING APR 09, 2013
Eighty-sixing 12(b)-1 fees won't help IRA holders: Researchers

But keeping investors out of actively managed funds would help, says BC research center

By Darla Mercado
INDEPENDENT BROKER DEALERS APR 09, 2013
Edwards firm hits 100-broker mark with new Florida office

CEO says family style, lack of outside investors attracting reps, advisers.

By DJAMIESON
INDEPENDENT BROKER DEALERS APR 09, 2013
IBDs venture into corporate finance

By DJAMIESON
Financial firms score well in 401(k) plan ranking
RETIREMENT PLANNING APR 09, 2013
Financial firms score well in 401(k) plan ranking

Low costs, high employer contributions are the biggest factors

By Darla Mercado
FINTECH APR 09, 2013
The pluses and minuses of Google+

To plus or not to plus?

By MFXFeeder
RIA NEWS APR 09, 2013
The Buzz about Google Buzz

By Davis Janowski
REGULATION AND LEGISLATION APR 08, 2013
SEC gets a boost to fund adviser oversight in Obama budget

Extra $256 million would allow agency to hire hundreds of examiners.

By Mark Schoeff Jr.
EQUITIES APR 08, 2013
The Takeaway: Health care rallly now at sick levels

By Joshua Brown
REGULATION AND LEGISLATION APR 08, 2013
White gets Senate committee nod for SEC chief

Crapo cites her commitment to economic analysis of rules.

By Mark Schoeff Jr.
REGULATION AND LEGISLATION APR 08, 2013
White: I'll crunch numbers before shaping fiduciary rule

But SEC chair nominee says some benefits can't be quantified

By Mark Schoeff Jr.
RETIREMENT PLANNING APR 07, 2013
Rollover conflicts a task for advisers

By Mark Schoeff Jr.
RETIREMENT PLANNING APR 07, 2013
GAO is on target in rollover report

By MFXFeeder