Plus: DOJ move sends prison stocks to the hole, SEC wants cleaner earnings reports, and proof that faster food can be healthier food
A board of directors should exist to serve the interests of the company and its key stakeholders — not the other way around.
Regulator: "There is concern that retail customers may not fully understand the risks and the potential impact on their portfolios."
Plus: Honoring SPY, you will be voting for bigger deficits, and broke millennials as a voting bloc
Paul Mata gave presentations to church groups promising “Finances God's Way,” the SEC said.
Japan's Government Pension Investment Fund loses 3.9%, erasing gains from previous six quarters.
Agency reaches settlements with issuers, doesn't access fines.
Within days, the governor of America's largest state is expected to provide access to nearly 7 million people without a retirement plan through the workplace.
The lawsuit continues a barrage of litigation filed in recent weeks related to fiduciary breaches in retirement plans.
Agency apologizes and says it will pursue other security authentication options.
Mr. Kowach replaces Mary Mack, who now oversees community banking.
The Investment Company Institute blasts the state over its plans to exclude mutual funds from the proposed Secure Choice program.
While 62% said they support debt-free university tuition in a recent poll, 48% said they would not be willing to pay more in federal taxes to fund free college.
Joseph J. Lampariello also ordered to pay nearly $40 million in restitution.
These strategies can help young investors build a strong credit histories — even if they eschew owning credit cards.
Finra does not require its members to carry insurance, which lets big risks to investors materialize.
Some retirement plan record keepers resort to aggressive sales tactics with their proprietary products, offering discounted record-keeping services if proprietary funds are used. </br><i><b>(More on plan advice: <a href="//www.investmentnews.com/article/20160327/BLOG09/303279999/how-to-choose-a-plan-sponsor-partner-to-adapt-to-dol-fiduciary-rule"" target=""_blank"" rel="noopener">How to choose a plan-sponsor partner to adapt to DOL fiduciary</a>)</b></i>
SEC-registered advisers reach record number of clients through automated investment models and mobile apps. <i>(Plus: For more on the pros and cons of going robo, <a href="http://www.investmentnews.com/section/video?playerType=PracticeMakeover&seasonID=PM04&bctid=4680106199001&date=20160111" target="_blank">watch this video</a>.)</i>
