Jacob Cooper, founder of San Diego-based RIA Total Wealth Management, built his business to over $100 million in assets and more than 600 clients. Last week, a court-appointed receiver in a case brought by the SEC determined that more than $44 million of those assets are likely lost.
One of Rep. Kevin Brady's ongoing pursuits has been eliminating the estate tax.
The optional features allow for more investor choice and seek to capitalize on strong IOVA sales.
What would you say to your 25-year-old self?
The real-time video platform gives clients another way to get acquainted.
<i>Breakfast with Benjamin</i>: When October's bad, it's usually historically so. But when it's a good month for stocks, the rest of the year is usually a real stinker.
Battle over the Labor Department's proposed fiduciary rule reaches a new level of nasty.
IBDs haven't considered digital advice services as important enough to offer their advisers but that may change next year, with at least a couple ramping up to offer a robo in 2016.
The firm is suspending sales in traditional life insurance and fixed annuity products in the first quarter of 2016.
A new service lets investors grade advisers based on investment performance, which advisers say may put too much emphasis on investing advice &mdash; and maybe even weaken job security.
Rep. Peter Roskam and colleagues' 'legislative principles' for retirement advisers refer only to disclosing conflicts, not mitigating them, FPC says.
Agency brings actions against new kinds of securities fraud.
Strategists say pricing anomalies should be considered buying opportunity as Fed action expected to be small.
Even those with plans save the maximum and few set aside money in IRAs or Roth IRAs.
The price tag for Medicare is expected to swell dramatically Jan. 1 as the result of several factors.
I am always amazed by the brilliance of computer software designers. They can take the most complicated financial planning decisions and reduce them to a one-click — or one-swipe — tool.
Grassroots organization is sponsored by a trade association for life insurance companies.
Massachusetts' top securities cop is investigating the failure of an accounting platform he said delayed correct pricing for billions of dollars in mutual funds and ETFs.
Semi-retired patent attorney cannot deduct losses in an IRA.
