Florida Pension Group, headquartered in St. Johns, provides retirement plan consulting and wealth management services.
House Republicans had suggested negotiations on the debt limit could include an agreement to set up a commission to negotiate later changes to Social Security and Medicare to extend the programs' solvency.
The Swiss firm loses another dispute over deferred compensation related to the 2015 closure of its U.S. wealth management operation.
As plan sponsors and plan advisors do their annual reviews of company retirement plans, they’ll spend a significant chunk of their time and energy coming to terms with 2022 before seriously looking ahead to the opportunity that is 2023.
Some politicians see it as part of a viable platform for the 2024 presidential election.
Nearly 90% of investors surveyed said they would like advisors to help them with allocations
The independent registered investment advisor has partnered with Goldman Sachs Advisor Solutions for its custody services.
Perhaps the reality is that neither firms nor advisors truly 'own' clients but rather are lessees of clients.
Plus Pontera integrates with Envestnet, Tifin announces Morningstar collaboration, and Hearsay adds features to Sites.
The effort, the latest in an overall anti-ESG push from conservatives, is largely symbolic.
As it enters its fifth year, Investor.com has been redesigned to make it easier for investors to digest a financial firm's disciplinary history and conflicts.
But CEO Dan Arnold is optimistic about the start of 2023, noting that the fourth quarter was the best period for recruiting last year and predicting that momentum will carry over into the first quarter.
The social media company is cutting off free access to its API, which will impact archiving tools used by financial advisors.
The firm declined to comment about Jim Dickson's sudden departure from Sanctuary Wealth, which he had led since 2018.
Wells Fargo alleged that a 'coordinated' effort to lure away advisors depleted an Arkansas branch office, forcing it to close.
There were 88 excess fee lawsuits against retirement plans last year, the second most ever, and Daniel Aronowitz of Euclid Fiduciary expects another busy year.
The self-regulator claimed the reps traded excessively in the accounts of elderly customers.
Daniel Laiter will join Alex Brown's Brickell Avenue branch in Miami.
U.S. Virgin Islands claims the bank turned a blind eye to Epstein sex-trafficking, calling the allegation a 'masterclass in deflection.'
The majority of account holders contributed more to their HSA than they took out in 2021. But only 12% invested their HSAs in assets other than cash.
