Rose Palazzo, currently the head of MoneyGuide, will assume Leal's duties as group president of Envestnet Financial Planning.
The decision comes as the company's owner, Tiger Brokers, faces accusations of violating Chinese securities laws.
While divorce is a sad fact for families, it gives financial advisors the chance to prove their worth over a short, intense period.
Finra has made a 'preliminary decision' to recommend some type of disciplinary action against James Iannazzo, according to BrokerCheck.
Advisors should encourage clients to take an honest look at where they are in life, assess their priorities, reflect on their values, and align it all to their goals.
David Dobrusin is both a CPA and a certified financial planner.
Digesting everything in the new law will take some time as financial advisors will have plenty of interpreting and educating to do.
There will be a lot of recession chatter in the coming year and financial advisors had better be prepared for it.
There are plenty of private equity managers left who could still invest in large branch offices of independent broker-dealers.
Fintechs may find themselves mimicking some of the same strategies advisors use to demonstrate the value they bring to clients during difficult markets.
The GOP barely controls the House, but it's enough to allow the party to pressure the SEC chief to curb his agenda.
The proposal would bar employers from entering into or enforcing such clauses and require companies to nullify any existing ones within six months.
Finra arbitrators split, 2-1, in awarding Ryan Sanghak Lee $500,000 for wrongful termination. They also changed the reason for his departure on his Form U5 and expunged a claim that was filed following his dismissal.
Spiking inflation coupled with a sinking stock market have forced more investors to tap their retirement savings for cash.
The push to interest retirement savers in crypto was part of an effort by FTX Group to expand its base of everyday retail customers.
Target-date funds that are sustainable or responsible are fair game now for retirement plans, but there aren't many of them.
The SEC also has custody and ETF regulations to tackle, while the Department of Labor continues work on the next iteration of an investment advice rule for retirement accounts.
The share price of LPL Financial Holdings Inc. increased 27% over the past year, even as the S&P 500 index fell 19.4%.
Lee plans to focus on advancing the FPA's mission of title protection for financial planners.
The retirement savings legislation signed into effect by President Biden last week as part of a government funding bill includes 92 provisions designed to boost the number of Americans saving for retirement, as well as the size of their nest eggs.
