Linda Patel will lead J.P. Morgan Advisors in Florida and Georgia as Bank of America adds nonprofit specialists in New York
Interval funds and other semi-liquid or illiquid products are typically two to three times more expensive than plain vanilla stock or bond mutual funds or exchange-traded funds.
The royalty statements looked normal - until someone checked the electronic files.
They allegedly fabricated SEC certificates to dupe investors.
Former Hightower COO and ex-Yieldstreet CTO headline wealth technology hires as advisor platforms push deeper into AI and private markets
Wealthy investors have saved only half of what they say they need, creating a wider retirement savings gap for advisors to address
A barber built a $19M fortune trading options. His family says it should have stopped
Tax bill inertia, drastic near-term jumps in tax liabilities, and generationally consequential policy uncertainty will spook clients – that is, unless their advisor brings those lurking risks to light.
A six-advisor Vinings practice joins LPL's broker-dealer and RIA platforms, citing independence and succession planning support.
A new Transamerica Institute report finds most American workers feel outpaced by costs and advisors are reaching only a fraction of them.
Asset managers have a new playbook for AI - and catching mistakes is just the start.
North Korea's TraderTraitor group blamed for the record-breaking theft, raising urgent custody and suitability questions for advisors.
Two financial services veterans launch a longevity platform designed to give advisors a structured process when clients’ health changes.
Tandems and Zeplyn roll out new AI agents and assistants as wealthtech firms compete to run more of advisors’ back-office work.
Regardless, major industry players are introducing retention bonuses as a way to keep advisors in their seats.
Allspring’s active strategies join Vestmark’s tax-aware UMA platform as RIA adoption gains traction for custom portfolios.
“A better tool does not on its own make a better outcome,” said Humanity Labs CEO Andrei Pop.
“[Vestmark] bring to us the very scaled sponsor trading,” said Envestnet’s Sue Burton.
With 99.9% of companies now exempt from ownership reporting, advisors face widening gaps in client due diligence data.
A new TIAA survey finds 43% of Americans cut retirement contributions in the past year, even as a Social Security cliff looms.
