OpenArc's institutional consulting arm adds RFP-driven provider evaluations as it builds out its post-Merrill fiduciary practice.
Valley Financial Group joins the fast-growing HTSW model as Hightower pushes toward $50 billion in assets under management this year.
With advisor shortages looming and free AI advice a click away, the next competitive edge in wealth management is not just automation, but transparency and awareness around outcomes.
New SEC guidance eases securitization rules for data centers as Nvidia and Wall Street unveil a $500 billion AI financing push.
The firm added almost $7B to its platform in the first six months of the year.
New AI assistant Robin drafts personalized client proposals by integrating data from Salesforce, eMoney, Morningstar and more.
Firm opens its annual conference in San Diego with a slate of announcements aimed at putting more intelligence and less friction in advisors' hands.
The $73.6 billion retirement specialist is rolling out brokerage accounts, a robo-advisor and savings tools in a bid to become a full financial partner.
Advisors are navigating a new reality as clients pre-consult ChatGPT before meetings.
Chuck Roberts and Stifel have been facing scrutiny due to sales of structured products and structured notes.
The bankrupt fintech platform, which had drawn users seeking access to pre-IPO shares of tech startups, claims a last-minute breach of contract threatens to delay recovery for more than 13,000 defrauded customers.
Appointment extends a run of senior hires as Northern Trust builds out complex-wealth services for entrepreneurs and multigenerational families.
Agency notice opens comment period on the federal match as retirement experts weigh the program's reach for underserved savers.
A sweeping ‘superintelligence manifesto’ arrives as firm’s free cash flow craters 91%, raising hard questions for wealth managers about the company's near-term investment case.
How advisors can close the experience gap as clients demand more from their firms.
Industry veteran and chair of $62M RIA will help shape the tech business’ growth strategy.
The numbers show a worrying trend – should we be concerned?
Authorities investigate the death of Mohamed Coulibaly weeks after a Barron's report detailed his alleged fraud targeting ex-NFL players.
Also, Kestra welcomes an experienced $240 million Hightower Advisor, while $38 billion indie RIA Oxford Financial adds a managing director to its Grand Rapids, Michigan office.
UBS wins clawback of bonus money from advisor recruited from First Republic.
