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The DOL's ESG rule survived in court. Does it matter?
OPINION SEP 25, 2023
The DOL's ESG rule survived in court. Does it matter?

It could take a while for ESG to become more widely available in 401(k)s, even if the political focus on it dies down.

By Emile Hallez
Debt levels, economic concerns forcing Americans to make tough choices
PRACTICE MANAGEMENT SEP 25, 2023
Debt levels, economic concerns forcing Americans to make tough choices

A Thrivent survey finds 53% of respondents would take a job working harder and longer hours to make and save more over making less money, but having more free time to do what they love.

By Gregg Greenberg
Webinar for RIAs discusses annuities, retirement planning
RETIREMENT PLANNING SEP 25, 2023
Webinar for RIAs discusses annuities, retirement planning

The RIA LABS event looks at longevity risks and various products that can be used.

By Josh Welsh
SEC fines Deutsche Bank subsidiary $19M for not keeping ESG promises
PRACTICE MANAGEMENT SEP 25, 2023
SEC fines Deutsche Bank subsidiary $19M for not keeping ESG promises

'The industry deserves to have the scrutiny that’s being placed on it,' says Ethan Powell, founder and CEO of Impact Shares.

By Mark Schoeff Jr.
LPL recruits $260 million group focusing on 403(b) plans
RETIREMENT PLANNING SEP 25, 2023
LPL recruits $260 million group focusing on 403(b) plans

The diverse practice in Albuquerque, New Mexico, is led by financial advisor Angelo Burns.

By Bruce Kelly
The money value of spending time with clients
OPINION SEP 25, 2023
The money value of spending time with clients

Advisors spend twice as much time on investment activities than anything else, which means they could be missing out on important opportunities.

By Kristine McManus
Vanguard plans first new actively managed ETFs in two years
MUTUAL FUNDS SEP 25, 2023
Vanguard plans first new actively managed ETFs in two years

Both new products would focus on the fixed-income market.

By Bloomberg
Planning for retirement? Here’s what you should know
RETIREMENT PLANNING SEP 25, 2023
Planning for retirement? Here’s what you should know

Advisors gives retirement advice ahead of RIA LABS webinar.

By Josh Welsh
Nominations for Best Places to Work end Friday
INDUSTRY NEWS SEP 25, 2023
Nominations for Best Places to Work end Friday

Now in their seventh year, the awards highlight winning workplace cultures.

By InvestmentNews
Future Proof plants its flag in the advisor industry event circuit
INDUSTRY NEWS SEP 25, 2023
Future Proof plants its flag in the advisor industry event circuit

In its second year, the beachside conference attracted almost 3,000 attendees, nearly double last year’s attendance.

By Ryan W. Neal
Americans’ financial Independence Day takes decades, NCSU study reveals
INDUSTRY NEWS SEP 25, 2023
Americans’ financial Independence Day takes decades, NCSU study reveals

Millions of Americans will be relying on mom and dad for material support well into adulthood.

By Steve Randall
NFP acquires Divergent Wealth Advisors
RIAS SEP 25, 2023
NFP acquires Divergent Wealth Advisors

$675 million team headed by ex-Morgan Stanley alumni helps firm build presence in the West.

By Matthew Sellers
Wells Fargo attracting advisors to fast-growing indie channel
WIREHOUSES SEP 25, 2023
Wells Fargo attracting advisors to fast-growing indie channel

The Wall Street firm wants a bigger slice of the wealth management pie.

By Bloomberg
Are US consumer stocks facing shocks?
INDUSTRY NEWS SEP 25, 2023
Are US consumer stocks facing shocks?

Morgan Stanley's prominent equity bear says consumer spending will ease.

By Bloomberg
Oil price surge is bad news for EMs
INDUSTRY NEWS SEP 25, 2023
Oil price surge is bad news for EMs

The rise in prices may scupper outlooks of emerging market bulls.

By Bloomberg
What's happening in the gold markets right now?
INDUSTRY NEWS SEP 25, 2023
What's happening in the gold markets right now?

Unraveling of the relationship between gold and real interest rates could be a paradigm shift for the precious metal.

By Bloomberg
JPMorgan sees up to $150B inflows to India
INDUSTRY NEWS SEP 25, 2023
JPMorgan sees up to $150B inflows to India

India's fast-rising GDP among the attributes that make it so attractive.

By Bloomberg
SEC exam sweep short but not sweet 
PRACTICE MANAGEMENT SEP 25, 2023
SEC exam sweep short but not sweet 

Instead of generating anxiety among advisors, sweep contains no hidden surprises, says compliance expert.

By Mark Schoeff Jr.
Handcuffed by marketing inertia? 
FINTECH SEP 25, 2023
Handcuffed by marketing inertia? 

As the SEC marketing rule nears its first anniversary, most firms have yet to take advantage of the testimonials and endorsements it allows.

By Mark Schoeff Jr.
The puzzle posed by annuities
RETIREMENT PLANNING SEP 25, 2023
The puzzle posed by annuities

Perhaps the lack of demand among clients is a function of a lack of understanding of annuities among advisors.

By InvestmentNews