The regulator has overhauled the form used for new member applications.
Brooklynn Chandler Willy, 46, was the owner of a San Antonio based company named Queen B Advisors.
Nationwide survey research finds four in five investors see taxes rising ahead, but only a minority acting now to soften the impact.
The proposal, which offers plan sponsors a process-based safe harbor to curb ERISA lawsuits, comes as private-credit volatility raises fresh questions for advisors and their clients.
Court filings spotlight disputed account activity and transfers linked to figures in Epstein’s orbit, including Apollo co-founder Leon Black.
The platform's addition of a multi-generational practice, led by a veteran advisor from Cetera, extends its footprint further in the Northeast.
A second residency is no longer just a luxury item for high-net-worth investors. It’s now a form of portfolio insurance.
Americans grow more concerned about retirement taxes, with Gen X leading the surge in worry.
As trillions of dollars move from parents to their children, many advisors are quietly losing the next generation
Transatlantic alliance with UK’s L&G includes distribution and investments to boost global wealth solutions offering.
The SEC says he fabricated returns, photoshopped records, then launched a second fund.
Also, Jump unveils a new AI workflow assistant for advisors, while WealthReach touts an industry-leading AI search and SEO engine for wealth firm websites.
From hitting the sweet spot of human resource capacity to focusing on their core businesses, growth-minded firm owners can realize several benefits from leveraging outside expertise.
IRAs maintained their dominance, while DC plans rose modestly in the fourth quarter and mutual funds continued to anchor account-based savings.
The proposal by Warren and dozens of other lawmakers would add a 2% annual levy on net worth above the threshold, plus an extra surtax for billionaires.
April 15th is only a calendar page away. Advisors offer their top last-minute tax tips to save clients money before it's too late.
Strong trading, underwriting drive higher payouts, though risks and hiring slowdown loom ahead.
Deal adds nearly $800M in assets, reinforcing long-term advisor continuity strategy.
Mega-RIA pushes deeper into cross-border advice with deal to acquire UK’s Maseco.
Deal unites firms with 12M customers and $1.5T AUM/AUA, targeting growth, scale and $500M synergies.
