From AUM growth to client retention, acquisition, and NIGO rates, it takes a clear-eyed look at the past year's record for advisors to set smart 2025 goals.
The elite veteran-led team brings together more than 150 years of collective experience to RayJay's employee advisor arm in Ohio.
The advisory giant supported by Neuberger Berman is tapping the AI-powered fintech's capabilities to boost digital marketing, partner referral, and prospecting efforts.
The fintech firm for private market investments is helping firms and advisors build customized 'pacing plans' to reach target allocations based on customized model portfolios.
For more than a decade, Raymond James has been one of the most aggressive firms to hire financial advisors from competitors.
Americans estimate the value of their digital assets in the hundreds of the thousands of dollars. Advisors don't all bring it up, but digital estate planning is timely, especially with bitcoin exploding and a major social media site approaching a ban.
The firm's longtime leader of corporate strategy will also spearhead efforts to reshape its models for independent advisors and other channels while reimagining its business services offerings.
Advocacy group argues the measure, set for approval by the Senate, disproportionately favors certain public workers while risking the stability of the program.
FiNet is the independent broker-dealer arm of Wells Fargo Advisors.
The fintech firms' latest initiatives, announced separately, will give advisors additional diversification options and enhanced investing and reporting capabilities.
It takes as little as 10 hours to become proficient at using generative AI, researchers say. Advisors who do that now will be at an advantage as the technology expands.
Giving offers a route to tax deductions and portfolio diversification.
This is not a “hallucination”, AI is already here and shaping the ways we work and live
Three questions to help you tackle the great disruption in the second half of this decade
Higher stock valuations and lower yields from fixed income support the case for a more conservative approach, finds Morningstar Retirement analysis.
The settlement, stemming from accusations of underperforming Wells Fargo target-date fund investments affecting some 300,000 plan participants, is considered among the largest of its kind.
Western International Securities was acquired by LPL this year.
The firms are extending their footprints with new recruitment moves in Arizona, Massachusetts, and Florida.
The investment giant caused two SPACs it controlled to make inaccurate statements to investors about merger discussions, according to the federal regulator.
Survey research unpacks the different financial concerns, realities, and regrets shared by women retirees and workers.
