The FPA's new content hub and conference series aims to help drive planner's AI excitement into practical tools and implementation for day-to-day work.
Microsoft founder’s annual note frames 2026 with AI optimism and philanthropy challenges that matter to investment strategy.
Industry players are watching nervously to see what lawmakers may decide on digital assets.
Also, LPL has scooped a second-generation high-net-worth practice from Osaic, while Ameriprise welcomes a father-son team from Edward Jones to its financial institutions group.
Meanwhile, Prospera has added its first team in Vermont, while Concurrent gets bigger in Texas with a $385 double acquisition.
As fintech giants move from digital into brick-and-mortar spaces, the wealth industry is reaffirming that in a world of automation, trust still lives across the table
The former managing editor of InvestmentNews was the epitome of decency and integrity.
They paid $25K to settle fraud charges. Now the SEC wants them banned from the industry entirely.
Sources tell InvestmentNews the SEC is sharpening its focus on how RIAs disclose payments connected to third-party ratings, warning that omissions can be misleading.
Move would sweep many more RIAs and funds into the “small entity” bucket, potentially reshaping how the federal securities regulator designs new rules.
Report finds advisor effectiveness hinges on sentiment, not just strategy.
Financial strain is reshaping Gen Z’s health, careers and retirement outlook, survey shows.
The Nvidia chief’s support for a one-time levy puts him at odds with fellow tech moguls, some of whom are reportedly exiting the state.
LPL Financial's Jared Fingeret sees a gap in the market for smaller advisors seeking minority investments and capital for growth, and the firm is positioning to fill it.
AI tools are highly complex and may be flawed, hallucinate and reflect biases, according to Merrill.
A veteran adviser pushes back on default portfolio rules and buzz-fueled bets.
Also, a Rhode Island-based UBS team hops to another wirehouse, and another LPL veteran has defected to Cetera in Connecticut.
The alleged scheme involved fake press releases and doctors impersonated via spoofed emails.
Declining distribution rates at some BDCs didn’t help either.
Strong dealmaking landscape in the wealth management space begins 2026 unabated.
