Reason Financial in San Diego will use Merit Financial for RIA services
New York City REIT sees a staggering decline in value after it begins trading
Examining the implications of the SEC expanded definition of an 'accredited investor' for private equity investors — and the advisers who serve them
Philanthropy delivers multiple benefits, but one of the most important is connecting with people uniquely
When we make changes to the website, and the magazine, we operate with our ears open. Here are the highlights
Biological-age testing is becoming widely available, and though the technology is still in its early days, it could eventually help change retirement planning
Fund giant says it now serves 24,400 plans and $2.5 trillion in assets
The allegations fell under section 36(b) of the Investment Company Act — a strategy that has been unsuccessful for numerous plaintiffs who sue investment managers
The industry icons expressed differing views on the future of advice during InvestmentNews’ FinTech Virtual Summit
The brokerage industry self-regulatory organization says the hike is needed to address structural deficit
Scott Southerland, Jeff Cox, Mark Whitley and Josh Holby move to Pinnacle
On this week's InvestmentNews Podcast, Jeff Benjamin and Bruce Kelly discuss whether financial regs will be affected if Democrats win the election
In a move to enhance oversight of the credentials, new rules strengthen the board’s ability to enforce code of ethics and standards
Numerous other state auto-IRA programs are in development, and the plans should be thinking about drawdown strategies, a report suggests
Merrill Lynch is making changes in the way it manages young advisers and trainees
At the same time, Toronto-Dominion Bank’s acquisition of an ownership stake in the Charles Schwab Corp. was also approved
The Fed also signed off on Morgan Stanley's purchase of ETrade, which is expected to close Friday
Former Symmetry Partners executive will share the role with Brandon Thomas
A review of 45 fee-only advisers by the Institute for the Fiduciary Standard shows only 14 of them mention the term on their website homepages
The firm separated hedges into two buckets, which is a Reg SHO no-no
