Acting secretary Patrick Pizzella will have to make political decision to move ahead.
The two advisers joined the firm in San Francisco and New York.
Roman Corona declined to appear before panel looking into holdings.
Organization's CEO confirms meeting with Edward Jones, says broker-dealer still considering how to move forward.
Firm, offices and 450 advisers will become part of the Cetera Advisor Networks B-D.
This month's edition kicks off with the announcement that Fidelity is launching a new Managed Account XChange (FMAX), in what appears to be a shift in the Fidelity business model.
The legislation would address some of the U.S. retirement system's shortfalls, including the millions of Americans who still lack access to plans.
The firm will not offer a direct-to-consumer version of Voya Digital Adviser.
Hybrid robo launched in March charges one-time planning fee plus $30 a month.
Regulator also pledges more transparency in settlements.
GRP, an LPL super-OSJ, would represent the latest in a flurry of acquisitions for Hub.
Trade groups asking for delays or softer versions of the new code for CFP holders.
Veteran executive departs financial services for a whole new industry.
She's willing to advocate for additional compliance time if firms have made a good faith effort.
The acquisition keeps Orion's TAMP on pace with larger companies like Envestnet.
The inability to access data on plan participants interferes with efforts to customize their benefits and investments
Wealth managers risk losing key clients and sacrificing business leads if they don't work with 401(k) plans.
Form CRS uses a simplified approach to help clients more fully understand the terms of their relationships with advisers
The best way to get 100% buy-in on new solutions is to rope your team into the decision-making process as early as possible.
The new tool will generate a basic income plan that combines guaranteed fixed annuities and traditional asset management models.
