We sifted through the nearly 1,000-page proposal and picked out some of the most important points.
75-year-old owner Arthur Grant positions the IBD for the 'next 33 years.'
The firm allegedly used high-cost, underperforming index funds in its hybrid target-date funds.
Some say the rule will clear up investor confusion, but others say the SEC didn't go far enough.
Selecting a very conservative benchmark is generally permissible under retirement law.
Required policies, procedures give the regulator a way to gauge brokers' follow through on mitigating conflicts.
The digital adviser says it's moved $500 million over to first proprietary fund.
The proposed rule puts new restrictions on brokers, but it is still unclear how strongly the SEC is clamping down.
FSI member Bradley Brown spent years lobbying the Ohio legislature for reforms in the state's rules on UTMA accounts.
Commission says a lot of work ahead, public will have 90 days to comment.
Trade groups are champing at the bit to have their say in response to the SEC hearing.
Before incorporating strategic beta products in a client's portfolio, advisers must understand the challenges at hand and the desired outcome
Chairman Jay Clayton will initiate momentous action Wednesday, as the commission meets to debate a rule on broker and adviser standards.
Chances of getting sued are more common now than five years ago, says one lawyer.
By unbundling the FinLife suite from CRM, Joe Duran hopes to increase the pipeline of firms licensing his technology.
Steven Pagartanis, a hearing no-show, had been discharged by Lombard Securities.
Respondents to PIMCO survey say target-date funds offer better value.
Proliferation of state retirement programs approaching the 'tipping point' where it will lead the federal government to step in.
The latest venture from Jeff Cruttenden looks to digitize and streamline the proxy voting experience.
Sanford C. Bernstein & Co. analyst Christian Bolu, concerned over stalled adviser growth and what it means for lending and deposit growth, believes the stock will "under perform."
