The agency may not complete the legislation until late in the year, while it deals with fallout from COVID-19
Travel restrictions and uneasiness about in-person meetings mean recruiting is moving online
The Pension Protection Act allows 1035 exchanges from an existing nonqualified annuity into a long-term care qualified annuity
Its purchase of North Carolina’s Willingdon Wealth will add 16 employees
The current environment may increase clients' interest in establishing estate plans and getting all the necessary documents in place
The economy is largely shut down, making it difficult to determine the value of commercial real estate
Survey shows majority of advisory clients still plan to retire on time
Ken Van Leeuwen finds bringing food to older clients in Princeton, N.J., helps him feel better during this challenging time
Contributions from donor-advised funds could make difference for struggling nonprofits
Baby boomers are at a particularly high risk for permanent job loss, and that could affect retirement security
Investor advocates: Common sense and the Investment Advisers Act require the disclosure of higher-fee funds
Advisers still want to network, but are asking for a price break on the cost of admission
As the pandemic eliminates in-person meetings, advisory firms will need capital to shift to a fully remote experience
The IBD will add the San Diego firm's 20 advisers via the purchase
Just 30% of U.S. investors were optimistic about the outlook for their own economy, versus 55% of Asian investors, according to a UBS survey
After announcing the products in July, the robo-adviser finally made them available to all 500,000 clients last week
The planning tool will help advisers explain the role of annuities in retirement
The regulator alleged that Donald Kellen allocated winning trades to his own account
Embracing virtual technology can be freeing, rather than being limiting
A recent bill proposes tripling 401(k) and IRA limits this year
