The acquisition will double Franklin's assets, which hadn't grown in the last 18 months
A spokeswoman for the Bloomberg campaign says the SEC’s Reg BI ‘doesn’t set an adequate fiduciary standard’
Strong fixed annuity sales and growing demand for registered index-linked annuities fuel last year's sales gain, according to a report from the Secure Retirement Institute
Now that I'm part of a larger organization, 95% of my workweek is spent doing what I’m best at: growing the firm
Despite Edelman's enthusiasm, his firm does not recommend digital assets to its clients
Melbourne-based Mediq specializes in working with members of the medical profession
The Sacramento duo make up the investment unit of the Sacramento Credit Union
The deal will create an active management giant with $1.5 trillion in assets
Last chance to recognize a young financial professional. Deadline is Feb. 29 to nominate an outstanding up-and-comer in the advice industry.
New reports show how even the world's largest asset manager at more than $7.8 trillion and one of the most vocal proponents of environmental, social and corporate governance causes can be guilty of greenwashing.
Regulator was investigating Ronald Hannes for taking client funds intended to be used for life insurance
The asset manager has high hopes for the first two ETFs it's preparing to launch with the unique new wrapper
NASAA wants to close the regulatory gap between IARs and other financial advice professionals
Texas securities regulator also fines the firm $100,000 for failure to supervise
Kimberly Springsteen-Abbott misused investor money, according to the commission's review of her barring by Finra
Custodian gets called out at the worst possible moment for imposing fees on RIAs that don't use its cash sweep accounts
Those with assets of $1 billion or more increasingly bypass private bankers to deal directly with trading desks, Citi exec says
Sergio Ermotti reportedly briefed bank executives on his plans to step down this year
As it prepares to move to Nashville, the company announced additional cuts in New York
