InvestmentNews' inaugural report showcases some of the best new portfolio management systems, retirement income planning solutions, and compliance tools.
"Our differentiation is that the financial advisor is the one who’s special," says Neil Turner, of NewEdge Advisors.
How financial planner is taking advantage of interest rate trends without taking undue investment risk.
Our profession must focus more on the distribution phase, says Nate Moody, of Lebel & Harriman Retirement Advisors.
Ivan Illán, of Aligne Wealth Advisors, on the challenges and complexities of this new era.
The transaction, set to complete in the first half of next year, will give the online trading giant access to a platform supporting 350 advisory firms managing more than $40 billion in assets.
Gold features in more portfolios and sentiment is high.
Youngest cohort of American adults are focused on financial security.
"There's no better way than having true financial alignment through equity partnership," one CEO said.
The broker sold the speculative, illiquid GWG L bonds to four customers, despite the bonds not being suitable for them, Finra stated.
The independent firm launched by ex-Sanctuary CEO Jim Dickson has tapped veterans from Summit Financial and BNY Pershing as it transitions an "oversubscribed pipeline" of advisor teams.
Now that the election is in the rearview mirror, wealth managers see a potential step-up in IPOs and M&A benefiting venture investors.
The industry veteran brings nearly 40 years of experience, including more than a decade in the CFO role, as the leading RIA continues to grow and enhance its operations.
The lobbying group's regulatory wish list to the president-elect's transition team includes reforms around ETF innovation, private-market products, and slashing regulatory costs.
Following a $300 million investment, LPL is set to gain $60 billion in assets from Prudential's broker-dealer and RIA business.
With former president Donald Trump taking office again next year, regulatory overhaul will almost certainly be a priority, and that will affect financial advice.
Federal Reserve Chair was "neutral" in comments after November rate cut – and the election – but was clear that he won’t be pressured to leave his job by Trump.
Dr. Carolyn McClanahan, the 2024 InvestmentNews Women to Watch Lifetime Achievement recipient, has forged a stellar reputation educating people at the intersections of health and finance.
The firm's newest advisor additions in the Southeast come with 55 years of collective experience in the industry.
Those who have bought a home in the past decade focus on financial security.
