InvestmentNews honors these icons and innovators who have shaped and transformed the financial advice profession. Meet this year’s 11 visionaries – one icon and 10 innovators – showcased in the profiles presented here, whose inspiring personal stories have led them to make enduring contributions to the business.
Recognizing the indelible mark that advice industry firms have made on the industry as well, InvestmentNews is also proud to spotlight 18 innovative firms that are changing the way advice is created, delivered and used by clients today.
You can visit each individual’s page directly below:
Judson Bergman: Icon
Catherine Berman: Innovator
Cynthia Loh: Innovator
Deborah Fox: Innovator
Ed Slott: Innovator
Gabino Roche: Innovator
Mark Iwry: Innovator
Aaron Klein: Innovator
Alan Moore: Innovator
Barry Ritholtz: Innovator
Brian Hamburger: Innovator
The Reddit trading community's formal comment letter against the proposal is drawing widespread attention across finance and tech circles.
RIA aggregator adds $4.8 billion in client assets across seven states as demand grows for alternatives to traditional succession models.
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
Shareholder targets FS KKR Capital's directors over alleged portfolio valuation and dividend missteps.
UBS has a history of costly litigation stemming from the sale of volatile investment products.
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
Growth may get the headlines, but in my experience, longevity is earned through structure, culture, and discipline
