Advisor Group named Dimple Shah as executive vice president of corporate strategy and Iryna Northrip as its chief compliance officer for investment advisory.
Shah is responsible for Advisor Group's growth strategy and will serve on the executive committee, the firm said in a press release Monday. Most recently, she was a managing principal at Cielo Advisor, an independent strategy consultancy, where she played a significant role in developing Advisor Group's current strategic plan.
Northrip will oversee compliance for investment advisory portfolios across the firm's network and will contribute to the broader evolution of risk and compliance for Advisor Group. Northrip was previously vice president, regulatory counsel and chief compliance officer for Mariner Wealth Advisors.
Elsewhere, Wells Fargo Advisors adds a $400 million Morgan Stanley veteran in Naples as an ex-Cetera advisor goes independent with LPL
According to a federal charges Bradley Heppner, 60, received more than $150 million in payments through funneling money from GWG Holdings to a shell company.
A $1B fund allegedly skimmed 30% off the top, then swapped cash for locked-up stock.
Insiders allegedly rewrote projections three times in four days.
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