A five-woman advisory team managing $335 million at Morgan Stanley has joined Janney Montgomery Scott in Berwyn, Pennsylvania. Known as The Dupre Keating Group, the team also will maintain a presence at Janney’s Lewes, Delaware, office.
Led by Dawn Dupre and Megan Keating, team advisers include Mary Anne Perrone and Sarah Smith, as well as Kathleen Fisher, a longtime associate.
Ms. Dupre began her securities career in 1993 at Capital Brokerage Corp. She worked at five firms before joining Morgan Stanley in 2013.
Ms. Keating began her career in 2001 at Merrill Lynch. She joined Morgan Stanley in 2009.
Elsewhere, Wells Fargo Advisors adds a $400 million Morgan Stanley veteran in Naples as an ex-Cetera advisor goes independent with LPL
According to a federal charges Bradley Heppner, 60, received more than $150 million in payments through funneling money from GWG Holdings to a shell company.
A $1B fund allegedly skimmed 30% off the top, then swapped cash for locked-up stock.
Insiders allegedly rewrote projections three times in four days.
TCI Wealth Advisors also has also tapped JIFFYAI to unify onboarding and servicing, while TradePMR adds ICE market data to its Fusion advisor platform
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