A five-woman advisory team managing $335 million at Morgan Stanley has joined Janney Montgomery Scott in Berwyn, Pennsylvania. Known as The Dupre Keating Group, the team also will maintain a presence at Janney’s Lewes, Delaware, office.
Led by Dawn Dupre and Megan Keating, team advisers include Mary Anne Perrone and Sarah Smith, as well as Kathleen Fisher, a longtime associate.
Ms. Dupre began her securities career in 1993 at Capital Brokerage Corp. She worked at five firms before joining Morgan Stanley in 2013.
Ms. Keating began her career in 2001 at Merrill Lynch. She joined Morgan Stanley in 2009.
Some in the industry say that more UBS financial advisors this year will be heading for the exits.
The Wall Street giant has blasted data middlemen as digital freeloaders, but tech firms and consumer advocates are pushing back.
Research reveals a 4% year-on-year increase in expenses that one in five Americans, including one-quarter of Gen Xers, say they have not planned for.
Raymond James also lured another ex-Edward Jones advisor in South Carolina, while LPL welcomed a mother-and-son team from Edward Jones and Thrivent.
MyVest and Vestmark have also unveiled strategic partnerships aimed at helping advisors and RIAs bring personalization to more clients.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
