John Tyers, most recently chief growth officer at AdvisorEngine, has been tapped to head the independent advisor group at Wells Fargo Advisors.
The group consists of Wells Fargo Advisors Financial Network, or FiNet, First Clearing and the wirehouse’s registered investment adviser custody business.
Before joining AdvisorEngine, Tyers led the private wealth business at Citizens Financial Group. He also held several positions at Merrill Lynch, including serving as president of its custody and clearing business for RIAs and independent broker-dealers, and led efforts at Bear Stearns and Charles Schwab in the areas of custody services and platforms for RIAs, independent broker-dealers, single- and multi-family offices, and trust companies.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
Reshuffle provides strong indication of where the regulator's priorities now lie.
Goldman Sachs Asset Management report reveals sharpened focus on annuities.
Ahead of Father's Day, InvestmentNews speaks with Andrew Crowell.
Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
