Olof Olsson, a former broker with Aegis Capital Corp., allegedly stole $3.8 million from the Swedish Church of New York.
When the schools collapsed, investors lost both their capital and immigration hopes
He promised up to 40% returns. The SEC says he never had a single profitable year.
Three trades appeared, then vanished without a trace. Now comes a $40M lawsuit
Fees allegedly double the industry norm — and the performance numbers don't help either
A $2.4B contract sent the stock soaring 198%. Then a short seller dug deeper.
Two SEC staff declarations tell conflicting stories about a tip tied to Goldman Sachs
Bernstein sees prediction market trading volume hitting $1 trillion by 2030, but an ongoing legal fight over sports event contracts could test that outlook.
With Powell's chairmanship expiring May 15 and his nominated replacement facing a Senate confirmation snag, Trump is ramping up pressure on the Fed chief to exit the central bank entirely.
His divulged net worth easily eclipses current Chair Jerome Powell's, though holdings in venture capital, private funds, and crypto make the exact number hard to pin down.
Private fund firm refutes the allegations, emphasizing support from investors, strict adherence to its LPA, and full focus on results.
Former Marcum Wealth managing director Wendy Eldridge alleged gender bias and shareholder oppression, with claims also tied to earlier Hightower acquisition talks before Marcum was sold to Wealth Enhancement last year.
Agency veteran returns to helm 1,000+ staff as regulator sharpens focus on investor harm.
“The monitoring systems this firm had in place were insufficient to detect unsuitable sales of high-risk investments,” the regulator said.
Record tips and whistleblower payouts highlight SEC’s intensified enforcement push.
If robots are taking jobs, the argument goes, they should pay into the system those jobs used to support — and CEO Sam Altman is now making that case to Washington.
The firms allege a single filing triggered a chain reaction that shut them out
The two firms are among the most prominent in the retail securities industry and financial advice market today.
Owner and CEO Vincent Camarda pleaded guilty to securities fraud after allegedly funneling client money into a mining venture and his son's coffee shop – while pocketing the difference
Complaint describes yearslong pattern of transfers allegedly diverted to personal and business expenses.
