Measure would replace almost all private health insurance.
Fidelity called the viability of a major fund platform into question, according to a report.
Fidelity allegedly pockets tens of millions of dollars a year from the undisclosed kickbacks, at the expense of its retirement clients.
NASAA asserts industry support of proposal proves it needs to be beefed up.
Recent guidance still leaves many advisers scratching their heads
A Finra proposal would upend the existing landscape for removing customer complaints from advisers' records
James Polese has already paid $355,000 in restitution as a result of his criminal case.
CEO Sergio Ermotti says bank will prioritize protection of its dividends.
Investment advisers might assert unfair competition if 'best interest' and 'fiduciary' terminology merge while standards differ.
Banks including JPMorgan and Bank of America conspired to fix prices on floating-rate municipal bonds, according to suit.
The trade association representing major brokerage firms spent $6.6 million in 2018.
The VAs are at the heart of an ongoing dispute with brokers and broker-dealers over canceled trail commissions.
Bank was found guilty of helping French clients hide assets from tax authorities.
Penalties dwarf what bank set aside for legal issues and exceed earnings for all of last year.
Lower fees will help you sustain your business and fulfill your fiduciary duty
Franklin Templeton settlement is among the largest in recent self-dealing cases.
An acquittal would undercut PNF credibility because of large fines requested.
Investor advocate calls insurance proposal weaker than existing broker suitability standard
With income thresholds higher and a lower SALT deduction after tax reform, the AMT will realistically only apply to wealthy Americans with out-of-the-ordinary tax events.
CEO Geoffrey Brown: 'The SEC's proposal is misleading and confusing for consumers.'
