Raymond James welcomed financial adviser Amy Wasser, who previously managed approximately $275 million in client assets at Edward Jones, to Raymond James Financial Services Inc., its independent adviser channel, the company announced Wednesday.
Wasser’s team at Wasser Wealth Management, which is based in Pleasant Hill, California, includes client relationship managers Melinda Fairweather and Laura Kurtzer. The team serves a variety of clients including business owners, families, retirees, women investors and individuals with sudden wealth.
Wasser worked for more than 22 years at Edward Jones. She holds the AAMS professional designation and certified financial planner certification.
Elsewhere, Wells Fargo Advisors adds a $400 million Morgan Stanley veteran in Naples as an ex-Cetera advisor goes independent with LPL
According to a federal charges Bradley Heppner, 60, received more than $150 million in payments through funneling money from GWG Holdings to a shell company.
A $1B fund allegedly skimmed 30% off the top, then swapped cash for locked-up stock.
Insiders allegedly rewrote projections three times in four days.
TCI Wealth Advisors also has also tapped JIFFYAI to unify onboarding and servicing, while TradePMR adds ICE market data to its Fusion advisor platform
Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.
As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor
