Samuel Bates, Darin Frandsen and Adam Fluckiger, who managed $250 million at Edward Jones in Saint George, Utah, have formed North Rim Financial Group and affiliated with Raymond James Financial Services, the broker-dealer's channel for independent advisers.
The team is joined in the move by client service managers Sara Bingham, Tabatha Ghramm, Michele Platt and Sheri Hamilton.
AI-driven job fears are weighing on retirement confidence, especially among Gen Z and Millennials, Thrivent survey finds
It’s the second time in as many years regulators have penalized Centaurus Financial for lack of compliance with Reg BI.
AI Teammate is embedded within Wells Fargo’s Advisor Gateway desktop platform.
Elsewhere, Ameriprise added a $470 million Wells team in New York, while an ex-Morgan Stanley advisor bolsters UBS' Austin, Texas office.
Financial advisors play an essential role in helping small business owners navigate their transition out of the company — and into retirement.
Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income
