Samuel Bates, Darin Frandsen and Adam Fluckiger, who managed $250 million at Edward Jones in Saint George, Utah, have formed North Rim Financial Group and affiliated with Raymond James Financial Services, the broker-dealer's channel for independent advisers.
The team is joined in the move by client service managers Sara Bingham, Tabatha Ghramm, Michele Platt and Sheri Hamilton.
With over 600 clients, the $71 billion RIA acquirer's latest partner marks its second transaction in Oklahoma.
Also, wealth.com enters Commonwealth's tech stack, while Tifin@work deepens an expanded partnership.
Back office workers and support staff are particularly vulnerable when big broker-dealers lay off staff.
The fintech giant is doubling down on its strategy to reach independent advisors through a newly created leadership role.
The two firms are strengthening their presence in California with advisor teams from RBC and Silicon Valley Bank.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
