RIA News

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Investors trimming bets on September interest rate hike
ALTERNATIVES AUG 19, 2015
Investors trimming bets on September interest rate hike

Options prices indicate skepticism but Pimco says Federal Reserve's rate increase bar is 'fairly low.'

By Bloomberg
EQUITIES AUG 19, 2015
The Fed's quantitative easing experiment gets a failing grade

<i>Breakfast with Benjamin:</i> A Fed official put some of the central bank's post-financial crisis actions under a magnifying glass and found they have done little to boost the economy.

By Jeff Benjamin
Biggest factors impacting what you pay for college
RIA NEWS AUG 19, 2015
Biggest factors impacting what you pay for college

Consider expenses beyond the sticker price to determine what a higher education will really cost.

By Troy Onink
Delaying Social Security may boost Medicare costs
RETIREMENT PLANNING AUG 19, 2015
Delaying Social Security may boost Medicare costs

Clients who elected to file and suspend their Social Security benefits will be hit with a big Medicare Part B increase next year but don't panic. Delaying is still a good strategy.

By Mary Beth Franklin
RIA NEWS AUG 18, 2015
Eaton Vance's NextShares gets its first custodian on board

FOLIOfn Investments said it plans to offer the exchange-traded managed funds when they start trading.

By Trevor Hunnicutt
Third time lucky for ETF entrepreneur with cybersecurity fund
FINTECH AUG 18, 2015
Third time lucky for ETF entrepreneur with cybersecurity fund

Timing is key as fund, with the ticker symbol HACK, launched just before the Sony Pictures computer network was broken into.

By Bloomberg
RIA NEWS AUG 18, 2015
Is Tesla's stock about to double?

One analyst has increased the company's price target to $465 from $280 amid reports it plans to jump into the shared mobility market.

By Bloomberg
Precidian goes back to SEC for approval of active ETF plan
ETFS AUG 18, 2015
Precidian goes back to SEC for approval of active ETF plan

A proposal designed to put actively managed products on par with index funds in the ETF universe by allowing their holdings to be non-transparent is going back in front of securities regulators.

By Trevor Hunnicutt
Then and now: A look back at Social Security's 80-year history
RETIREMENT PLANNING AUG 18, 2015
Then and now: A look back at Social Security's 80-year history

The program's anniversary underscores its crucial role in retirement security.

By Mary Beth Franklin
LPL sets lofty goal for more automated operations processes
FINTECH AUG 18, 2015
LPL sets lofty goal for more automated operations processes

The company aims to ramp up its level of automation from 15% to 85% within the next few years.

By Alessandra Malito
RIA NEWS AUG 18, 2015
Why even the wealthiest people need to keep up with their credit reports

There's much to gain from looking over your credit reports regularly, no matter how rich you may be.

By Neal Frankle
RIA NEWS AUG 18, 2015
Wealthy want more than a tax break from charitable donations

Wealthy Americans think more strategically about their charitable gifting than one might expect. About three-quarters of donors in a new survey said driving forces included an interest in lowering capital gains taxes or being able to give more to charities by using donor advised funds.

By Liz Skinner
INDEPENDENT BROKER DEALERS AUG 18, 2015
Stifel deal for Barclays unit would amp up ambitions to attract elite advisers

An acquisition of Barclays' U.S. wealth unit would add $47 billion in assets and 249 advisers who focus on ultrahigh-net-worth clients, filling a gap in Stifel Financial CEO Ron Kruszewski's advisory business.

By Trevor Hunnicutt
Identity theft hits home
OPINION AUG 18, 2015
Identity theft hits home

Here's what one adviser did after her son had his identity stolen.

By Sheryl Rowling
RETIREMENT PLANNING AUG 17, 2015
Don't wait 'til year-end to focus on tax-management strategies

Take action now and proactively follow these tax tips rather than waiting until it's too late.

By Joyce Schnur
RETIREMENT PLANNING AUG 17, 2015
Eight ways to get your retirement finances in shape now

Here's how you can create a Plan B to relying on Social Security.

By Bloomberg
Bill Gross tweaks 'shorts of a lifetime' — causing Janus fund to rise
EQUITIES AUG 17, 2015
Bill Gross tweaks 'shorts of a lifetime' — causing Janus fund to rise

China's Shenzhen Composite Index, having more than doubled in 2015, began declining about a week after the legendary bond manager made a prediction that Chinese stocks were overheated and poised to fall, and it has since plunged about 27%.

By Bloomberg
RETIREMENT PLANNING AUG 17, 2015
How wealthy young heirs are learning to buy art

Some parents or grandparents require heirs to take a financial education curriculum before telling them how wealthy they are and what they will inherit.

By Bloomberg
Why even the wealthiest clients need to keep up with their credit reports
PRACTICE MANAGEMENT AUG 17, 2015
Why even the wealthiest clients need to keep up with their credit reports

There's much to gain from looking over credit reports, and advisers benefit from helping clients do it.

By Neal Frankle
Surviving change at warp speed
FINTECH AUG 17, 2015
Surviving change at warp speed

Digitization of our industry is not a choice. What is a choice is whether you are empowered by it or you are consumed by it.

By Joe Duran