RIA News

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RETIREMENT PLANNING OCT 22, 2014
Savings targets for retirement health care costs fall in 2014

But retirees will still need to prepare for rising health care costs in the long run, expert warns.

By Darla Mercado
INDEPENDENT BROKER DEALERS OCT 22, 2014
Analysts question whether LPL is out of the regulatory woods

Analysts are unnerved by LPL Financial's inability to close the cash register on regulatory charges after CEO Mark Casady <a href="//www.investmentnews.com/article/20141021/FREE/141029976&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">said compliance failures could cost $23 million</a> in the third quarter.

By Bruce Kelly
RETIREMENT PLANNING OCT 22, 2014
Social Security COLA for 2015 lacks fizz

Benefits will rise 1.7% next year, coming to about $20 extra per month. Some argue the increase won't even cover health care inflation

By Liz Skinner
EQUITIES OCT 22, 2014
Holiday spending can't come soon enough for the economy, markets

On today's <i>Breakfast with Benjamin</i> menu: Investors banking on holiday spending. Plus: Less-secure Social Security, when gold and platinum run in stride, Facebook is now bigger than IBM, and the tired saga on endless office meetings.

By Jeff Benjamin
WOMEN ADVISOR COMMUNITY OCT 22, 2014
4 mistakes advisers make with Millennial women

Make sure you don't alienate the next generation of female clients that are poised to amass more wealth than their parents.

By Mary Beth Storjohann
EQUITIES OCT 22, 2014
The Fed struts its market-timing skills to inject a sense of calm

<i>Breakfast with Benjamin</i>: The Fed tries to inject a sense of calm in the market, Mohamed El-Erian passes on Pimco, all economists get it wrong, a global currency war is unfolding before our eyes, and more.

By Jeff Benjamin
RETIREMENT PLANNING OCT 22, 2014
The new and improved Social Security statements

Unlike the previous version, the mailed one now highlights full retirement age.

By Mary Beth Franklin
ALTERNATIVES OCT 21, 2014
New York Life buys IndexIQ to expand liquid alts offering, add hedge fund ETFs

Deal adds $1.5 billion in AUM to N.Y. Life, including $950 million in multi-strategy exchange-traded fund.

By Bloomberg
EQUITIES OCT 21, 2014
New managed volatility funds aim to protect client portfolios from market swings

Value in managed volatility comes from potentially getting equity-like exposure with similar returns, lower volatility and better downside performance

By Thomas Hoops
EQUITIES OCT 21, 2014
Regulators quiz money managers about liquidity as market volatility spikes

BlackRock's Laurence Fink just one CEO asked about what's going on in financial markets lately.

By Bloomberg
OPINION OCT 21, 2014
Do we really need more deliberation on the fiduciary standard, commissioner?

It is time for the commission to get to work and craft a rule to make this policy a reality.

By Barbara Roper
PRACTICE MANAGEMENT OCT 21, 2014
Terminated $2.5 billion Merrill Lynch team plans to fight back

An elite private banking duo plans to take legal action accusing the wirehouse of wrongful termination last month, their attorney says.

By Mason Braswell
RETIREMENT PLANNING OCT 21, 2014
Why financial advisers still hate reverse mortgages

While a lifesaver for some clients, they remain a high-fee trap for many.

By Bloomberg
EQUITIES OCT 21, 2014
The secret Goldman Sachs tapes

How one brave federal regulator got the goods on the New York Fed's hands-off policy toward Goldman.

By Michael Lewis
EQUITIES OCT 20, 2014
Vanguard's John Bogle beats the low-fee drum, takes a fresh swipe at active management

On Thursday's <i>Breakfast with Benjamin</i> menu: John Bogle says retirement plans will suffer under active management fees. Plus: Cheap oil's fallout hits gold prices, media hype overstates the Fed's taper tap-out, and more.

By Jeff Benjamin
RIA NEWS OCT 20, 2014
TD Ameritrade's Veo dashboard gets boost from big data

Firm looks to capitalize on adviser growth with tech upgrades, but no new robo-adviser in the offing.

By Trevor Hunnicutt
RETIREMENT PLANNING OCT 20, 2014
For retirees, no relief in sight from low rates

Rates tumble as Federal Reserve's easy money policy keeps going

By InvestmentNews
PRACTICE MANAGEMENT OCT 20, 2014
Morgan hires longtime Merrill broker

Thomas Forma previously managed more than $300 million along with his partner Kevin Nichols.

By Mason Braswell
PRACTICE MANAGEMENT OCT 20, 2014
Merrill snags $500 million team from UBS

Trio brought in $5 million in annual revenue at UBS and will join Merrill's elite private banking group. <i>See also: <a href=&quot;http://www.investmentnews.com/article/20141020/FREE/141029993/morgan-hires-long-time-merrill-broker&quot; target=&quot;_blank&quot;>Merrill loses longtime broker to Morgan Stanley</a>)</i>

By Mason Braswell
FINTECH OCT 20, 2014
Protecting client information is more than just a computer issue

Taking every precaution to guard against today's threats means focusing on both physical and electronic security.

By Sheryl Rowling