RIA News

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Clients ask advisers about annuities more than any other product: Survey
RIA NEWS DEC 19, 2012
Clients ask advisers about annuities more than any other product: Survey

Demand continues to surge despite pullback by insurance companies of product benefits.

By Darla Mercado
No end in sight to wirehouse waning: Cerulli
WIREHOUSES DEC 19, 2012
No end in sight to wirehouse waning: Cerulli

The decline in wirehouses' market share in the advisory industry has been dramatic since the financial crisis, and a new study says it will accelerate over the next three years.

By AOSTERLAND
RIA NEWS DEC 18, 2012
Rob Arnott: Death of the Dollar?

The CEO of Research Affiliates on what must happen with the budget and entitlements, and what will happen if the markets lose confidence in U.S. currency

By Rob Arnott
INDEPENDENT BROKER DEALERS DEC 18, 2012
Are you settling? How advisers can get 'unstuck'

Have you ever felt stuck, like you've lost the energy and zest to continue pushing yourself toward your potential? Our industry is full of stories of advisers who have settled for less than they were hoping to achieve—sometimes much less.

By Joni Youngwirth
Who's afraid of the fiscal cliff? Advisers
RIA NEWS DEC 18, 2012
Who's afraid of the fiscal cliff? Advisers

Congressional gridlock will likely continue, but compromise on fiscal cliff may be ahead.

By Darla Mercado
RETIREMENT PLANNING DEC 17, 2012
P-E-owned fixed-annuity player makes inroads

By Darla Mercado
ETFS DEC 16, 2012
How to build a growth portfolio using ETFs

By MFXFeeder
RIA NEWS DEC 16, 2012
Planners say no to increase in estate tax rates

By Mark Schoeff Jr.
MUTUAL FUNDS DEC 16, 2012
Ex-Keegan fund directors left clients "in the dark': SEC

By Bloomberg
RIA NEWS DEC 16, 2012
INVoices: Contract flap at Edward Jones

By MFXFeeder
RETIREMENT PLANNING DEC 16, 2012
Stay married for a decade to get benefits

By MFXFeeder
RIA NEWS DEC 16, 2012
The books they loved

By Liz Skinner
EQUITIES DEC 16, 2012
Bernstein: A bull run to rival 82

Forget the 'new normal.' Investment strategist Richard Bernstein sees a long bull run for U.S. stocks.

By DJAMIESON
RETIREMENT PLANNING DEC 16, 2012
Retirees can cut their taxes by delaying Social Security

By MFXFeeder
RETIREMENT PLANNING DEC 16, 2012
Galvin's LPL suit a boon to plaintiffs

Last week, Massachusetts sued LPL for its sales and marketing of a popular nontraded REIT. Expect the plaintiffs' bar to swoop in as well.

By Bruce Kelly
REGULATION AND LEGISLATION DEC 16, 2012
Finra dials it back on suitability rule

By DJAMIESON
ETFS DEC 16, 2012
With ETFs, commission-free doesn't mean cost-free

By MFXFeeder
RIA NEWS DEC 16, 2012
Securities America acquires firm

By Bruce Kelly
RIA NEWS DEC 16, 2012
Advisers: Hefty asset growth in 2013

By Jeff Benjamin
RETIREMENT PLANNING DEC 16, 2012
Sens.: Protect retirement plans

By Darla Mercado